Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tammi A LauderFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC$15012-15-2017
William Eric ChristianFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC$15012-15-2017
Oxines J ReneKey Investment Services LLCJ.P. Morgan Securities LLC$112-12-2017
Jeffrey Paul GiantonioWoodbury Financial Services, Inc.Beirne Wealth Consulting Services, LLC$112-06-2017
Nicole Alexis HigginsWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$112-05-2017
Joseph Thomas MurphyInfinex Investments, Inc.Key Investment Services LLC$112-04-2017
Raman GroverInfinex Investments, Inc.Key Investment Services LLC$1112-04-2017
James Putnam BusterudJack Point Advisors, LLCUBS Financial Services Inc.12-01-2017
Elizabeth Ann WorthingtonQuestar Capital CorporationAmeritas Investment Corp.11-30-2017
Shepard Tuttle StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-30-2017
Bruce Colby ParmenterLPL Financial LLCNational Planning Corporation11-29-2017
Charles Joseph MinahanLPL Financial LLCNational Planning Corporation11-29-2017
Charles Thomas CostelloLPL Financial LLCNational Planning Corporation11-29-2017
Christopher Michael WarnerLPL Financial LLCNational Planning Corporation$111-29-2017
Christopher Paul JordanLPL Financial LLCNational Planning Corporation$10011-29-2017
David Robert GibbsLPL Financial LLCNational Planning Corporation$5011-29-2017
David William ObrienLPL Financial LLCNational Planning Corporation11-29-2017
Edward William DebayLPL Financial LLCNational Planning Corporation11-29-2017
Frank BaggioLPL Financial LLCNational Planning Corporation11-29-2017
Frank Joe Flores Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Joao Silva GomesLPL Financial LLCNational Planning Corporation$111-29-2017
John Andrew KinneyLPL Financial LLCNational Planning Corporation$14011-29-2017
John Joseph ScanlonLPL Financial LLCNational Planning Corporation$111-29-2017
John William MckaigLPL Financial LLCNational Planning Corporation$111-29-2017
Jonathan Herbert BensonLPL Financial LLCNational Planning Corporation$15011-29-2017
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Showing 226 to 250 of 2,307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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