Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregg Thomas MaleriAmeriprise Financial Services, Inc.MML Investors Services, LLC$5011-01-2017
Joseph Enda NolanAmeriprise Financial Services, Inc.MML Investors Services, LLC11-01-2017
Theodore William Hintz Jr.Securities America, Inc.National Planning Corporation11-01-2017
Brett Daniel DolanSecurities America, Inc.National Planning Corporation10-31-2017
Edward Charles Banks Jr.Securities America, Inc.National Planning Corporation$2510-31-2017
Eric Jason ZimmermanSecurities America, Inc.National Planning Corporation$5010-31-2017
Glen Allen MaleriSecurities America, Inc.National Planning Corporation10-31-2017
Kenneth Richard HuffineSecurities America, Inc.National Planning Corporation10-31-2017
Marilyn Shapiro SteinmetzPrivate Capital Group, LLCMoney Matters10-31-2017
Mario Anthony GiovannucciSecurities America, Inc.National Planning Corporation$110-31-2017
Mark Stuart SchafferSecurities America, Inc.Scottrade, Inc.$26810-31-2017
George Dominello, William DominelloRBC Wealth ManagementWells Fargo Advisors$39510-30-2017
Richard Donald SklenkaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-30-2017
Frank Siu ChangAllstate Financial Services, LLCHorace Mann Investors, Inc.10-27-2017
Jill Stacy RomerOppenheimer & Co. Inc.Herbert J. Sims & Co, Inc.10-26-2017
Brandon Michael RussoPruco Securities, LLC.LPS Capital LLC10-25-2017
Frederick Anton LandwehrSecurities America, Inc.National Planning Corporation$110-25-2017
George Carmelo DominelloRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00010-25-2017
Joshua Michael WilsonSecurities America, Inc.National Planning Corporation10-25-2017
Patricia Arnel PuglisiSecurities America, Inc.National Planning Corporation$110-25-2017
William Bruce DominelloRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00010-25-2017
Bartley Christopher DamonAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-24-2017
Edward Stanley MyersSecurities America, Inc.National Planning Corporation10-24-2017
Frank Eugene MetruskySecurities America, Inc.National Planning Corporation$110-24-2017
Wesley Ryan NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-24-2017
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Showing 276 to 300 of 2,307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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