Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ty BongiovanniSecurities America, Inc.National Planning Corporation$110-20-2017
David Michael CaragliorAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-19-2017
Michael Patrick DevivoAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-19-2017
Michael Thomas DelgalloAmeriprise Financial Services, Inc.MML Investors Services, LLC10-19-2017
Lawrence Jay AglerSecurities America, Inc.National Planning Corporation$5010-17-2017
Charles Malcolm StackRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Lisa Marie ValerioRoyal Alliance Associates, Inc.National Planning Corporation$1010-16-2017
Matthew WinthropAegis Capital Corp.RBC Capital Markets, LLC$110-16-2017
Brian McqueeneyLPL FinancialCetera$5110-16-2017
Dennis Michael TracyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$15010-13-2017
Thomas Patrick SnaydPurkiss Capital Advisors, LLCCommonfund Securities, Inc.10-12-2017
John Keith MauraKey Investment Services LLCCitizens Securities, Inc.10-10-2017
Marty Carroll, Jennifer CarrollRaymond JamesBank of America Merrill Lynch$16010-09-2017
Keith Jonathan WaldmanMML Investors Services, LLCPrincipal Securities, Inc.10-06-2017
Gary John SchumacherDavid Lerner Associates, Inc.Regal Securities, Inc.10-05-2017
George LombardiWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-29-2017
Jeffrey Ghashghai DarienMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$109-29-2017
Stephen BenincasaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15009-29-2017
Prasad Sanket OakAllstate Financial Services, LLCAXA Advisors, LLC09-28-2017
Arthur P Scolari Jr.Lincoln Financial Advisors CorporationMML Investors Services, LLC09-21-2017
Sean Robert SullivanNational Securities CorporationVoya Financial Advisors, Inc.$109-18-2017
Kevin Michael PezzeInfinex Investments, Inc.Key Investment Services LLC09-13-2017
Ronald Elwood Williams Jr.SSN Advisory, Inc.AdviceOne Advisory Services, LLC09-11-2017
Matthew Rowe SweetInfinex Investments, Inc.Raymond James Financial Services, Inc.$1009-05-2017
Christopher Ryan MacphersonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2017
« Previous PageNext Page »

Showing 301 to 325 of 2,301 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.