Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evan Thomas GilchrestJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$108-31-2017
James Matthew PolinerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-31-2017
Jason Peter MagnottiTD Ameritrade Investment Management, LLCChurchill Management Group08-31-2017
Michael George RossleyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Robert Evan HillMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-31-2017
Ryan James BirgeMorgan StanleyRBC Capital Markets, LLC08-31-2017
Chris MacPherson, Evan Gilchrest, James PolinerJanney Montgomery ScottBank of America Merrill Lynch$11808-31-2017
Abby Wolman McelroyMorgan StanleyRBC Capital Markets, LLC$10008-30-2017
Carl Austin LaurettiCUNA Brokerage Services, Inc.Santander Securities LLC08-24-2017
Lori A ThanerForesters Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2017
Mark Cafferty O'HazoCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2017
Ryan Joseph PinardCitizens Securities, Inc.Pruco Securities, LLC.08-16-2017
David Adam RookasinWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-15-2017
Theresa L CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$108-15-2017
Jesse M SheldonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-11-2017
Paul Edward SheldonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-11-2017
Paul Sheldon, Jesse SheldonAmeriprise FinancialWells Fargo Advisors$19308-11-2017
Joseph Emil GauFairport Capital, Inc.Key Investment Services LLC08-09-2017
Theodore John SchaafCitizens Securities, Inc.UBS Financial Services Inc.08-08-2017
Andrew Charles BauerCommonwealth Financial NetworkVoya Financial Advisors, Inc.$25008-04-2017
Carl Joseph CieplinskiCommonwealth Financial NetworkVoya Financial Advisors, Inc.$108-04-2017
Jennifer Tyler CarrollRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2017
Jonathan Richard LakeWells Fargo Clearing Services, LLCMorgan Stanley$1008-04-2017
Martin Joseph CarrollRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2017
Terrence Stephen CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$5008-04-2017
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Showing 326 to 350 of 2,301 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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