Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$5008-04-2017
William Cahill, Terrence Cahill, Andy Bauer, Carl Cieplinski, Kieran CahillCommonwealth Financial NetworkVoya Financial Advisors$9508-04-2017
Kayse Ann KressMORE WITH LESS FINANCIAL PLANNING, LLCConnecticut Wealth Management, LLC08-03-2017
Eileen Robin FrohmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Funds, LLC07-31-2017
Frank Joseph DigregorioAllstate Financial Services, LLCMML Investors Services, LLC07-26-2017
Kenneth Ying NippSaybrus Equity Services, LLCState Farm VP Management Corp.07-24-2017
Anthony Joseph Williams IIIAmeriprise Financial Services, Inc.SC Distributors, LLC07-21-2017
Christopher Michael PetersJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1607-20-2017
Eric P DrakeMorgan StanleyWells Fargo Clearing Services, LLC$2507-20-2017
Paul Edward SullivanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10007-20-2017
Qasim KhanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-20-2017
Timothy Joseph SullivanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2007-20-2017
Timothy Sullivan, Paul Sullivan, Christopher PetersJanney Montgomery ScottWells Fargo Advisors$9607-20-2017
William John VeitsLPL Financial LLCCommonwealth Financial Network07-18-2017
John Joseph AllardKey Investment Services LLCNYLIFE Securities LLC07-12-2017
Brannon Charles OzarkKey Investment Services LLCInfinex Investments, Inc.07-10-2017
Owen William BregmanCambridge Investment Research, Inc.LPL Financial LLC$5007-06-2017
Carlton AndersonJanney Montgomery ScottMassMutual Financial Group$8207-06-2017
Andoni YturraldeCross Border Wealth, LLCBrite Advisors USA, Inc.07-05-2017
David Allen WaltersAdvisory Group Equity Services Ltd.Detwiler Fenton & Co.06-29-2017
James Henry Ponder Jr.NYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC06-29-2017
Nathaniel A. RobertsCitizens Securities, Inc.Foresters Financial Services, Inc.06-28-2017
George Henry MessierGreat Heritage Investments, LLCWells Fargo Clearing Services, LLC06-23-2017
Michael Alan SclafaniMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.06-22-2017
Douglas Paul Harrigan Jr.Wharton Midmarket Securities Inc.Niagara International Capital Limited$1006-21-2017
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Showing 351 to 375 of 2,301 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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