Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$5008-04-2017
William Cahill, Terrence Cahill, Andy Bauer, Carl Cieplinski, Kieran CahillCommonwealth Financial NetworkVoya Financial Advisors$9508-04-2017
Kayse Ann KressMORE WITH LESS FINANCIAL PLANNING, LLCConnecticut Wealth Management, LLC08-03-2017
Eileen Robin FrohmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Funds, LLC07-31-2017
Frank Joseph DigregorioAllstate Financial Services, LLCMML Investors Services, LLC07-26-2017
Kenneth Ying NippSaybrus Equity Services, LLCState Farm VP Management Corp.07-24-2017
Anthony Joseph Williams IIIAmeriprise Financial Services, Inc.SC Distributors, LLC07-21-2017
Christopher Michael PetersJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1607-20-2017
Eric P DrakeMorgan StanleyWells Fargo Clearing Services, LLC$2507-20-2017
Paul Edward SullivanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10007-20-2017
Qasim KhanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-20-2017
Timothy Joseph SullivanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2007-20-2017
Timothy Sullivan, Paul Sullivan, Christopher PetersJanney Montgomery ScottWells Fargo Advisors$9607-20-2017
William John VeitsLPL Financial LLCCommonwealth Financial Network07-18-2017
John Joseph AllardKey Investment Services LLCNYLIFE Securities LLC07-12-2017
Brannon Charles OzarkKey Investment Services LLCInfinex Investments, Inc.07-10-2017
Owen William BregmanCambridge Investment Research, Inc.LPL Financial LLC$5007-06-2017
Carlton AndersonJanney Montgomery ScottMassMutual Financial Group$8207-06-2017
Andoni YturraldeCross Border Wealth, LLCBrite Advisors USA, Inc.07-05-2017
David Allen WaltersAdvisory Group Equity Services Ltd.Detwiler Fenton & Co.06-29-2017
James Henry Ponder Jr.NYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC06-29-2017
Nathaniel A. RobertsCitizens Securities, Inc.Foresters Financial Services, Inc.06-28-2017
George Henry MessierGreat Heritage Investments, LLCWells Fargo Clearing Services, LLC06-23-2017
Michael Alan SclafaniMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.06-22-2017
Douglas Paul Harrigan Jr.Wharton Midmarket Securities Inc.Niagara International Capital Limited$1006-21-2017
« Previous PageNext Page »

Showing 351 to 375 of 2,301 entries

Page 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.