Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William C. MillerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$16003-22-2019
William Chambers Miller Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-22-2019
Sandra Liliana EspinelWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-20-2019
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
Frederick Leonard, Charles LeonardJanney Montgomery ScottWells Fargo Advisors$10503-01-2019
Frederick Charles LeonardJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00003-01-2019
Joseph Patrick CurranBreachway Investments, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
John Louis WonnebergerCommonwealth Financial NetworkLPL Financial LLC02-27-2019
Jim JefferiesProcyon Private Wealth PartnersSolaris Advisors$42002-22-2019
Brian Joseph BelloWells Fargo Clearing Services, LLCMorgan Stanley$4402-20-2019
Brian P ScanlonWells Fargo Clearing Services, LLCMorgan Stanley$15002-20-2019
Sarah V ManWells Fargo Clearing Services, LLCMorgan Stanley$102-20-2019
Peter John HaynesLPL Financial LLCMML Investors Services, LLC$4202-19-2019
Kevin Carroll, Sam ShehuLPL FinancialWells Fargo Advisors$11002-15-2019
Kevin Joseph CarrollLPL Financial LLCWells Fargo Clearing Services, LLC$10002-15-2019
Justin Peter MclaughlinCetera Advisors LLCQuestar Capital Corporation$2502-14-2019
Elana MiliantaRaymond JamesWells Fargo Advisors$19002-08-2019
Elana Feldstein MiliantaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-08-2019
Jose Eduardo ViveroNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC02-08-2019
Menachem Nahum DanielsIntegrated Retirement Advisors, LLCBrokers International Financial Services, LLC.02-04-2019
Charles L. FaillaSovereign Financial Group, Inc.Raymond James Financial Services Advisors, Inc02-01-2019
John Karl KocherspergerSovereign Financial Group, Inc.Raymond James Financial Services Advisors, Inc02-01-2019
Patrick George ColliganAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$15002-01-2019
Richard HuntingtonCetera Advisors LLCQuestar Capital Corporation$2502-01-2019
David Peter ReissInternational Assets Advisory, LLCMorgan Stanley01-31-2019
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Showing 26 to 50 of 2,307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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