Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Raymond VidaInfinex Investments, Inc.Investmark Advisory Group LLC$15001-07-2019
Philip Michael Napolitano IIIKey Investment Services LLCEdward Jones$5001-07-2019
Richard Evelyn WaceAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-04-2019
Eric Paul LovasMML Investors Services, LLCWells Fargo Clearing Services, LLC$5001-03-2019
Joseph Bernard McbrideGYL Financial Synergies, LLCResnick Investment Advisors, LLC01-02-2019
Peter Augustus KaradimasGYL Financial Synergies, LLCResnick Advisors01-02-2019
Tiffany R. GuittapInfinex Investments, Inc.WesBanco Securities, Inc.01-02-2019
Carol Ann WhelanCetera Advisors LLCQuestar Capital Corporation$112-26-2018
Pamela Putnam SmithLPL Financial LLCMML Investors Services, LLC$10012-19-2018
Peter John AiksnorasSecurities America, Inc.Questar Capital Corporation$112-13-2018
Brian David WilliamsNorthshire Consulting, LLCTriad Advisors LLC12-12-2018
Mark Christopher JonesSecurities America, Inc.Questar Capital Corporation$1012-12-2018
Elizabeth Ann WorthingtonSecurities America, Inc.Questar Capital Corporation12-11-2018
Christopher James PowersWealth Management Group of North America, LLCRBC Capital Markets, LLC12-10-2018
Gerald Raymond Alena Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Distributors LLC12-06-2018
William Joseph Ryan IIIAyrshire Capital Management LLCWJR Financial, LLC12-03-2018
Joseph Jeffrey CianciCaim LLCTellson Securities11-28-2018
Michael Gaetano PowersTriad Advisors LLCRBC Capital Markets, LLC11-20-2018
Michael Joseph LoprestiEquity Services, Inc.OneAmerica Securities, Inc.$15011-15-2018
William George DobbinsIndependent Financial Group, LLCLPL Financial LLC$1011-15-2018
Gary Halter, Benjamin Halter, Sharland BakerJanney Montgomery ScottRBC Wealth Management$14011-12-2018
Gary Steven HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC$10011-09-2018
Gerald Augustus KalishLPL Financial LLCCetera Advisors LLC11-09-2018
James HylandCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$2511-07-2018
Ronald Gerard LecoursCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.$50011-07-2018
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Showing 51 to 75 of 2,301 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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