Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Raymond VidaInvestmark Advisory Group LLCCommonwealth Financial Network09-13-2018
Glenn RatcliffeJanney Montgomery ScottWells Fargo Advisors$15009-04-2018
Vincent Michael Camarota Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2018
Thomas Pacilio, Daniel BesseStratos Wealth AllianceRSM U.S. Wealth Management$23008-30-2018
Christopher Lawrence PhillipsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-29-2018
Glenn Hall RatcliffeJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00008-29-2018
Joseph Ijong ChuRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-29-2018
Todd Allan ThibodeauSantander Securities LLCVoya Financial Advisors, Inc.08-24-2018
Frederick Condit Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC08-22-2018
Gregory E. BrushettRaymond James & Associates, Inc.UBS Asset Management (US) Inc.08-22-2018
David Paul DufourCUNA Brokerage Services, Inc.Citizens Securities, Inc.08-21-2018
Brandon Christopher PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-17-2018
Malcolm David DebaySecurities America, Inc.LPL Financial LLC08-17-2018
Corey James SeaquistMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2018
James Eric WagonerNewbridge Securities CorporationAdvisory Group Equity Services Ltd.$5008-10-2018
Stacia Magdalene MorrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedTransamerica Financial Advisors, Inc08-09-2018
Jennifer Jo Ann PaceBenjamin F. Edwards & Company, Inc.Edward Jones08-03-2018
Charles Gary DrakeLPL Financial LLCCetera Advisor Networks LLC$2507-30-2018
Sarah IvinsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5007-26-2018
Timothy William GibsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$107-26-2018
Rob J MasanottiJ.P. Morgan Securities LLCMML Investors Services, LLC$107-23-2018
Sviatlana V. MaslavaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-23-2018
Brian Russell ArmogidaVoya Financial Advisors, Inc.Waddell & Reed$5207-20-2018
Patrick PiccirilliWells Fargo Clearing Services, LLCCitizens Securities, Inc.$107-20-2018
John Kortze, Cary KortzeSteward PartnersWells Fargo Advisors$50007-19-2018
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Showing 101 to 125 of 2,307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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