Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Francis Schaeneman Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5006-01-2018
William Donald DonaldsonDonaldson Financial Wellness Network, LLCConscious Capital Wealth Management, LLC05-31-2018
Leo Michael Connors Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2018
Quentin Douglas ElliottCommonwealth Financial NetworkMorgan Stanley$5005-18-2018
David Joseph CoppolaLPL Financial LLCCitigroup Global Markets Inc.05-15-2018
Charles Joseph DoranPrometheus Investment Advisors LLCQuestar Capital Corporation05-04-2018
Eric Joseph MoreiraCitizens Securities, Inc.Essex Financial Services, Inc.05-01-2018
Matthew Neal LoitzJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10005-01-2018
Matthew LoitzJanney Montgomery ScottWells Fargo Advisors$15705-01-2018
Todd Andrew HammerPruco Securities, LLC.American Portfolios Financial Services, Inc.$2504-30-2018
Jorge LopesAllstate Financial Services, LLCNationwide Securities, LLC04-25-2018
John Joseph Mcdermott IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-23-2018
Josh W OliverKey Investment Services LLCAPW Capital, Inc.04-23-2018
Thomas Michael MonroeRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-23-2018
Charles Marion FettersPurshe Kaplan Sterling InvestmentsJ.W. Cole Financial, Inc.$2504-18-2018
Robert Romeo ImpellusoRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-17-2018
Thomas James BivonaRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-17-2018
Solana OurnLPL Financial LLCPruco Securities, LLC.04-10-2018
Brian Hugh VendigArete Wealth Management, LLCRoyal Alliance Associates, Inc.$15003-29-2018
Francis MckiernanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-29-2018
Jerry R. Sneed IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-29-2018
Michael StamosArete Wealth Management, LLCRoyal Alliance Associates, Inc.03-29-2018
Robert Frederick Eilers Jr.Arete Wealth Management, LLCRoyal Alliance Associates, Inc.$15003-29-2018
Theodore Nathan KaplanArete Wealth Management, LLCRoyal Alliance Associates, Inc.$15003-29-2018
Thomas Xavier WaltonWells Fargo Clearing Services, LLCCitizens Securities, Inc.$15003-29-2018
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Showing 151 to 175 of 2,307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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