Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Louis McnairRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00001-24-2018
Joseph Francis TroyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00001-24-2018
Michael J LehrhauptMJL Wealth Management, LLCHorter Investment Management, LLC01-24-2018
Robert Michael CaiazeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00001-24-2018
Donato Domenic DivirgilioFarmers Financial Solutions, LLCSagePoint Financial, Inc.01-22-2018
Steven Daniel LombardoSecurities America, Inc.National Planning Corporation01-19-2018
Stephen Christopher SimmonsEquity Services, Inc.People's Securities, Inc.$2501-12-2018
Kevin Michael FlynnWells Fargo Clearing Services, LLCCeros Financial Services, Inc.$15001-10-2018
Thomas A. D'AvanzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.01-10-2018
George Bela SzeleOppenheimer & Co. Inc.JD Merit Securities01-03-2018
Mark Raymond VidaCommonwealth Financial NetworkInfinex Investments, Inc.01-03-2018
Vince Vincent GlennGlenn Capital LLCWells Fargo Clearing Services, LLC01-03-2018
David Paul DufourCitizens Securities, Inc.LPL Financial LLC01-02-2018
Marcus William GollenbergCitizens Securities, Inc.People's Securities, Inc.01-02-2018
Rami HofshiLantern Investments, Inc.Westport Resources Investment Services, Inc.$101-02-2018
Alan Donald CooperKovack Securities Inc.SII Investments, Inc.$2512-21-2017
Carl Dorsey CornagliaKovack Securities Inc.SII Investments, Inc.$25012-21-2017
Edgar Marvin Hawkins IIIKovack Securities Inc.SII Investments, Inc.$10012-21-2017
Scott SkidmoreLPL FinancialWells Fargo Advisors$7112-21-2017
Frank David AngelisLPL Financial LLCLincoln Financial Distributors, Inc.12-20-2017
Michael GanciMerrill Lynch, Pierce, Fenner & Smith IncorporatedPeople's Securities, Inc.12-19-2017
Michael J LentFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC$15012-19-2017
Michael Joseph MancusiJ.W. Cole Financial, Inc.MML Investors Services, LLC12-19-2017
William E. Christian, Tammi A. Lauder, Michael J. Lent, William T. LentFieldpoint PrivateJPMorgan Chase & Co.$70012-18-2017
Steven CangialosiFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC12-15-2017
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Showing 201 to 225 of 2,307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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