Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Edward Shupe Jr.LPL Financial LLCAXA Advisors, LLC03-20-2020
Todd Mccabe O'DonnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-21-2020
Alexis ZonaJ.P. Morgan Securities LLCAXA Advisors, LLC11-14-2019
Todd Charles MurphyHornor, Townsend & Kent, LLCAXA Advisors, LLC05-03-2019
Stephanie Rae PelikanPruco Securities, LLC.AXA Advisors, LLC03-13-2019
Michael Charles Samoska Jr.Ameriprise Financial Services, LLCAXA Advisors, LLC02-05-2019
Matthew Cornell KeatingPruco Securities, LLC.AXA Advisors, LLC11-29-2018
James MunroMorgan StanleyAXA Advisors, LLC10-22-2018
Louis Ernest RizzoMorgan StanleyAXA Advisors, LLC$5009-27-2018
Joshua Samuel GoldbergGYL Financial Synergies, LLCAXA Advisors, LLC09-26-2018
Emily Reed NormandinSecurities Service Network, LLCAXA Advisors, LLC08-24-2018
Catherine Ann MccarthyLPL Financial LLCAXA Advisors, LLC04-03-2018
Jerry R. SneedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-29-2018
Kyle AmaroneCitizens Securities, Inc.AXA Advisors, LLC12-01-2017
Prasad S. OakAllstate Financial Services, LLCAXA Advisors, LLC09-28-2017
Timothy J. ResslerFidelity Brokerage Services LLCAXA Advisors, LLC06-27-2017
Christopher P. AldrichLPL Financial LLCAXA Advisors, LLC12-22-2016
Nicholas J. ExiasJ.P. Morgan Securities LLCAXA Advisors, LLC06-13-2016
Alon Dror SapirInfinex Investments, Inc.AXA Advisors, LLC05-18-2016
Havital MiltzPruco Securities, LLC.AXA Advisors, LLC04-14-2016
Clark E GilesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-22-2016
Sarah Kimberly WelchPark Avenue Securities LLCAXA Advisors, LLC01-15-2016
Daniel R. FreyLPL Financial LLCAXA Advisors, LLC09-23-2015
Jenna Rachel FioreWells Fargo Clearing Services, LLCAXA Advisors, LLC08-03-2015
James Anthony MaderaMetLife Securities Inc.AXA Advisors, LLC$10007-24-2015
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.