Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James MunroMorgan StanleyAXA Advisors, LLC10-22-2018
Louis Ernest RizzoMorgan StanleyAXA Advisors, LLC$5009-27-2018
Jerry R. Sneed IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-29-2018
Prasad Sanket OakAllstate Financial Services, LLCAXA Advisors, LLC09-28-2017
William Lawrence Leeper Jr.Bankers Life Securities, Inc.AXA Advisors, LLC07-19-2016
Alon Dror SapirInfinex Investments, Inc.AXA Advisors, LLC05-18-2016
Havital MiltzPruco Securities, LLC.AXA Advisors, LLC04-14-2016
Clark E GilesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-22-2016
Sarah Kimberly WelchPark Avenue Securities LLCAXA Advisors, LLC01-15-2016
Richard Irwin IsacoffPark Avenue Securities LLCAXA Advisors, LLC12-22-2015
Daniel R FreyLPL Financial LLCAXA Advisors, LLC09-23-2015
Jenna Rachel FioreWells Fargo Clearing Services, LLCAXA Advisors, LLC08-03-2015
James Anthony MaderaMetLife Securities Inc.AXA Advisors, LLC07-24-2015
Osiba NelsonPruco Securities, LLC.AXA Advisors, LLC07-02-2015
Mark Donald VerityPruco Securities, LLC.AXA Advisors, LLC06-25-2015
Benjamin Lewis SwainTD Ameritrade Investment Management, LLCAXA Advisors, LLC01-08-2015
Justin Daniel RaboinPark Avenue Securities LLCAXA Advisors, LLC09-15-2014
Reginald HarwellCitigroup Global Markets Inc.AXA Advisors, LLC01-02-2014
Felicia Jean CarucciMetLife Securities Inc.AXA Advisors, LLC09-26-2013
Thomas Robert LapointeAmeriprise Financial Services, Inc.AXA Advisors, LLC$5006-21-2013
Michael A PerriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-24-2013
Robert Alan Lockery Jr.Park Avenue Securities LLCAXA Advisors, LLC12-13-2012
John G MirabitoWaddell & ReedAXA Advisors, LLC07-26-2012
Mark Talbot AmesWells Fargo Clearing Services, LLCAXA Advisors, LLC06-27-2012
Anson Trent HarrisMorgan StanleyAXA Advisors, LLC04-11-2011
Next Page »

Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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