Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Prasad S. OakAllstate Financial Services, LLCAXA Advisors, LLC09-28-2017
Michael Charles Samoska Jr.Ameriprise Financial Services, LLCAXA Advisors, LLC02-05-2019
Thomas Robert LapointeAmeriprise Financial Services, LLCAXA Advisors, LLC06-21-2013
Reginald HarwellCitigroup Global Markets Inc.AXA Advisors, LLC01-02-2014
Kyle AmaroneCitizens Securities, Inc.AXA Advisors, LLC12-01-2017
Timothy J. ResslerFidelity Brokerage Services LLCAXA Advisors, LLC06-27-2017
Joshua Samuel GoldbergGYL Financial Synergies, LLCAXA Advisors, LLC09-26-2018
Todd Charles MurphyHornor, Townsend & Kent, LLCAXA Advisors, LLC05-03-2019
Alon Dror SapirInfinex Investments, Inc.AXA Advisors, LLC05-18-2016
Alexis ZonaJ.P. Morgan Securities LLCAXA Advisors, LLC11-14-2019
Nicholas J. ExiasJ.P. Morgan Securities LLCAXA Advisors, LLC06-13-2016
John D. KirschLegend Equities CorporationAXA Advisors, LLC10-11-2010
Thomas Edward Shupe Jr.LPL Financial LLCAXA Advisors, LLC03-20-2020
Catherine Ann MccarthyLPL Financial LLCAXA Advisors, LLC04-03-2018
Christopher P. AldrichLPL Financial LLCAXA Advisors, LLC12-22-2016
Daniel R. FreyLPL Financial LLCAXA Advisors, LLC09-23-2015
Hendrik Jan DijsMarathon Investments, LLCAXA Advisors, LLC02-17-2011
Todd Mccabe O'DonnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-21-2020
Jerry R. SneedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-29-2018
Clark E GilesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-22-2016
Michael A PerriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-24-2013
Martha Liebler GibsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-20-2010
James Anthony MaderaMetLife Securities Inc.AXA Advisors, LLC$10007-24-2015
Felicia Jean CarucciMetLife Securities Inc.AXA Advisors, LLC09-26-2013
Bryn Michael DoyleMetLife Securities Inc.AXA Advisors, LLC12-02-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.