Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Paul KarpfLPL Financial LLCAmeriprise Financial Services, Inc.$2506-13-2019
James John ZienCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10009-28-2018
Kristen Emeline KaniaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1001-26-2018
Nicole Alexis HigginsWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$112-05-2017
Albert Michael Damato Sr.Westport Capital Markets, LLCAmeriprise Financial Services, Inc.$10005-17-2017
Bert Thomas BowlerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$1004-21-2017
Dixon Place Downey IIIRound Rock Advisors LLCAmeriprise Financial Services, Inc.04-21-2017
John Robert PlanellRound Rock Advisors LLCAmeriprise Financial Services, Inc.04-21-2017
Susan Lynn RichardsRound Rock Advisors LLCAmeriprise Financial Services, Inc.04-21-2017
Norman James De AngelisMML Investors Services, LLCAmeriprise Financial Services, Inc.11-02-2016
William Harvey ConnerLPL Financial LLCAmeriprise Financial Services, Inc.$907-08-2016
Stephen John CarusoBelpointe Asset Management LLCAmeriprise Financial Services, Inc.06-21-2016
Joseph Martin LanderSecurities Service Network, LLCAmeriprise Financial Services, Inc.08-04-2015
Gary William Paul Jr.Lincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.$2305-21-2014
James David McmanusLPL Financial LLCAmeriprise Financial Services, Inc.$104-22-2014
Erik Alexander LillibridgeLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.02-03-2014
Leslie Byron WilliamsMorgan StanleyAmeriprise Financial Services, Inc.$2512-13-2013
Joel Ira BernsteinMetLife Securities Inc.Ameriprise Financial Services, Inc.05-21-2013
Renard Joseph DefilippoSource Capital Group, Inc.Ameriprise Financial Services, Inc.03-25-2013
Craig Thomas BrownSantander Securities LLCAmeriprise Financial Services, Inc.01-14-2013
Gregory Kim KarskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.01-01-2013
Courtney Bernice LathropUBS Financial Services Inc.Ameriprise Financial Services, Inc.11-06-2012
Jean Alison LeonardLPL Financial LLCAmeriprise Financial Services, Inc.10-16-2012
James Ryan ReynoldsKestra Investment Services, LLCAmeriprise Financial Services, Inc.09-27-2012
Shaun Bradford SterlingP.J. Robb Variable CorporationAmeriprise Financial Services, Inc.08-27-2012
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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