Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher James O'BrienLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.12-20-2019
Michael TavernerLPL Financial LLCAmeriprise Financial Services, Inc.$10006-13-2019
Mark Joseph WhiteLPL Financial LLCAmeriprise Financial Services, Inc.$50006-13-2019
James John ZienCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10009-28-2018
Kate Sophia ZienCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-28-2018
Kristen Emeline KaniaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10001-26-2018
Nicole Alexis HigginsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$10012-05-2017
David Frank AlfanoArcher Investment CorporationAmeriprise Financial Services, Inc.11-03-2017
Paul Sheldon, Jesse SheldonWells Fargo AdvisorsAmeriprise Financial Services, Inc.$19308-11-2017
Albert Michael D'AmatoWestport Capital Markets, LLCAmeriprise Financial Services, Inc.$10005-17-2017
Bert Thomas BowlerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10004-21-2017
Susan Lynn RichardsRound Rock Advisors LLCAmeriprise Financial Services, Inc.04-21-2017
John Robert PlanellRound Rock Advisors LLCAmeriprise Financial Services, Inc.04-21-2017
Laurel Marie MathewsRound Rock Advisors LLCAmeriprise Financial Services, Inc.04-21-2017
Dixon Place Downey IIIRound Rock Advisors LLCAmeriprise Financial Services, Inc.04-21-2017
Lisa Dion LettieriNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.$10002-21-2017
Andrew Gerard WhiteMML Investors Services, LLCAmeriprise Financial Services, Inc.$10012-12-2016
Norman James De AngelisMML Investors Services, LLCAmeriprise Financial Services, Inc.11-02-2016
William Harvey ConnerLPL Financial LLCAmeriprise Financial Services, Inc.$50007-08-2016
Stephen John CarusoBelpointe Asset Management LLCAmeriprise Financial Services, Inc.06-21-2016
Cliff Joseph AndersonJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$50004-25-2016
Joseph Martin LanderSecurities Service Network, LLCAmeriprise Financial Services, Inc.08-04-2015
Mark Joseph SteffenSightline Wealth Advisors, LLCAmeriprise Financial Services, Inc.05-12-2015
Stefan Alexander PellishSightline Wealth Advisors, LLCAmeriprise Financial Services, Inc.05-12-2015
Richard McMahonSecurities America, Inc.Ameriprise Financial Services, Inc.$8403-30-2015
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.