Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Michael DAmatoWestport Capital Markets, LLCAmeriprise Financial Services, LLC$10005-17-2017
Bert Thomas BowlerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$1004-21-2017
Christopher Michael AutenRZH Advisors LLCAmeriprise Financial Services, LLC09-30-2014
Cliff Joseph AndersonJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC04-25-2016
Daniel VelazquezLPL Financial LLCAmeriprise Financial Services, LLC06-17-2011
Dennis Camille GeroCommonwealth Financial NetworkAmeriprise Financial Services, LLC$2509-28-2018
Erica HenstAllstate Financial Services, LLCAmeriprise Financial Services, LLC01-06-2009
Erik Alexander LillibridgeLincoln Financial Advisors CorporationAmeriprise Financial Services, LLC02-03-2014
Gary William Paul JrLincoln Financial Advisors CorporationAmeriprise Financial Services, LLC$2305-21-2014
Guy William HowardCambridge Investment Research Advisors, Inc.Ameriprise Financial Services, LLC01-13-2020
James John ZienCommonwealth Financial NetworkAmeriprise Financial Services, LLC$10009-28-2018
John Robert PlanellRound Rock Advisors LLCAmeriprise Financial Services, LLC04-21-2017
Kate Sophia ZienCommonwealth Financial NetworkAmeriprise Financial Services, LLC09-28-2018
Kristen Emeline KaniaCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-26-2018
Laurel Marie MathewsRound Rock Advisors LLCAmeriprise Financial Services, LLC$2504-21-2017
Lawrence Fred KushnerNext Financial Group, Inc.Ameriprise Financial Services, LLC01-27-2009
Lee PoulisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-25-2017
Leslie Byron WilliamsMorgan StanleyAmeriprise Financial Services, LLC$2512-13-2013
Mark Joseph SteffenSightline Wealth Advisors, LLCAmeriprise Financial Services, LLC$10005-12-2015
Mark Joseph WhiteLPL Financial LLCAmeriprise Financial Services, LLC$5006-13-2019
Michael Joseph AnnunziataPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$3708-12-2016
Michael TavernerLPL Financial LLCAmeriprise Financial Services, LLC06-13-2019
Nicole Alexis HigginsWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC12-05-2017
Peter James StockwellAllstate Financial Services, LLCAmeriprise Financial Services, LLC$2512-29-2010
Sheila Leah SpicehandlerWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC$10002-21-2020
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.