Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francis Nathanael SimmsNorthCoast Asset Management LLCCharles Schwab & Co., Inc.08-20-2019
James Phillip BolanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-04-2018
Edmund M. CallahanFinancial Engines Advisors L.L.C.Charles Schwab & Co., Inc.11-28-2018
Christopher Jacob DibbleMorgan StanleyCharles Schwab & Co., Inc.09-27-2018
Elizabeth Lee MulcahyRBC Capital Markets, LLCCharles Schwab & Co., Inc.08-20-2018
Clare Elizabeth SheridanVoya Financial Advisors, Inc.Charles Schwab & Co., Inc.03-02-2018
Wesley Ryan NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-24-2017
Ralph Scott GobellTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.06-12-2017
Ravin K WaltersMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.01-03-2017
Andrea D. HarneyFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-08-2016
Scott Alan JosephNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.06-13-2014
Dennis KleesTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.08-22-2011
Jeffrey Ghashghai DarienMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$109-29-2017
Keith Matthew FialaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$10002-01-2010
Daniel Anthony FigulyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$15011-30-2011

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.