Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Joseph CoppolaLPL Financial LLCCitigroup Global Markets Inc.05-15-2018
Corey Lee GallagherLincoln Financial Securities CorporationCitigroup Global Markets Inc.05-15-2017
Stephen Crathorne CollinsRaymond James & Associates, Inc.Citigroup Global Markets Inc.10-03-2016
William Frederick DebilleCUNA Brokerage Services, Inc.Citigroup Global Markets Inc.$15006-28-2016
Richard Graham MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-25-2015
John AntonakisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-04-2015
Ronan Michael ObyrneFieldpoint Private Securities, LLCCitigroup Global Markets Inc.12-15-2014
Alexander Gregory ZaharoffHTG Investment Advisors IncCitigroup Global Markets Inc.05-20-2014
Leon Evangelos AkavalosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-01-2014
Jon David RacowState Farm VP Management Corp.Citigroup Global Markets Inc.07-19-2013
Wendy Louise TrudeauFieldpoint Private Securities, LLCCitigroup Global Markets Inc.07-08-2013
Andrea Lynne FrezzaChase Investment Services Corp.Citigroup Global Markets Inc.03-01-2012
James Russell Stanley Jr.Chase Investment Services Corp.Citigroup Global Markets Inc.03-01-2012
Michael Matthew PromisFirst Allied Securities, Inc.Citigroup Global Markets Inc.02-28-2012
Edward Robert PardonSecurities America, Inc.Citigroup Global Markets Inc.09-23-2009
Sylvia N GuinanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00005-29-2009
Brian Joseph WiegandAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-22-2009
John David O'KeefeAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-15-2009
Juan Carlos De ChoudensSource Capital Group, Inc.Citigroup Global Markets Inc.05-06-2009
Choong Sik LeeAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-01-2009
George W MurphyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5005-01-2009
Richard John ZorenaUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-30-2009
Brian Michael McdermottOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-20-2009
Michael John ShermanUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Nicholas P MouraUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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