Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nancy Leigh McManusAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.11-22-2019
Angelo N. PiccoloInfinex Investments, Inc.Citigroup Global Markets Inc.12-10-2018
David Joseph CoppolaLPL Financial LLCCitigroup Global Markets Inc.05-15-2018
Corey Lee GallagherLincoln Financial Securities CorporationCitigroup Global Markets Inc.05-15-2017
Stephen Crathorne CollinsRaymond James & Associates, Inc.Citigroup Global Markets Inc.10-03-2016
Richard Daniel LandFieldpoint Private Securities, LLCCitigroup Global Markets Inc.09-13-2016
William Frederick DebilleCUNA Brokerage Services, Inc.Citigroup Global Markets Inc.$50006-28-2016
Richard Graham MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-25-2015
John AntonakisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.03-04-2015
Ronan Michael ObyrneFieldpoint Private Securities, LLCCitigroup Global Markets Inc.12-15-2014
Alexander Gregory ZaharoffHTG Investment Advisors IncCitigroup Global Markets Inc.05-20-2014
Leon E. AkavalosWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.05-01-2014
Jon David RacowState Farm VP Management Corp.Citigroup Global Markets Inc.07-19-2013
Wendy Louise TrudeauFieldpoint Private Securities, LLCCitigroup Global Markets Inc.07-08-2013
James Russell Stanley Jr.Chase Investment Services Corp.Citigroup Global Markets Inc.$10003-01-2012
Andrea Lynne FrezzaChase Investment Services Corp.Citigroup Global Markets Inc.03-01-2012
Michael Matthew PromisFirst Allied Securities, Inc.Citigroup Global Markets Inc.02-28-2012
Edward Robert PardonSecurities America, Inc.Citigroup Global Markets Inc.09-23-2009
Sylvia Nelly GuinanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$25005-29-2009
Brian Joseph WiegandAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$50005-22-2009
John David O'KeefeAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$25005-15-2009
Christopher LeavayWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$25005-14-2009
Albert KrugerWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$50005-14-2009
Juan Carlos De ChoudensSource Capital Group, Inc.Citigroup Global Markets Inc.$50005-06-2009
Choong Sik LeeAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$10005-01-2009
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.