Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adelio GallucciMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Albert Kruger, Christopher LeavayWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5005-14-2009
Alexander Gregory ZaharoffHTG Investment Advisors IncCitigroup Global Markets Inc.05-20-2014
Ali Marie GirardiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Allan Victor Jay IIIMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Andre Yoshua WeiserMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Andrew L FlorioMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Angelo N. PiccoloInfinex Investments, Inc.Citigroup Global Markets Inc.12-10-2018
Anthony Carl PassarelloMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Arthur Alfred AuchMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barbara Ann AreltMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barbara Tucker EllinghausMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Brendan C. PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-08-2009
Brian Dennis ClearyWestport Capital Markets, LLCCitigroup Global Markets Inc.02-02-2009
Brian Michael McDermottOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-20-2009
Bruce Downing SargentMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bruno Scott GioffreMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Cathy Anne BriggsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Charles Martin FeatherstonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christian Andre TemplemanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christopher Daniel TullyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5002-13-2009
Christopher Paul ThalackerMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Christopher PerryMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Corey Lee GallagherLincoln Financial Securities CorporationCitigroup Global Markets Inc.05-15-2017
David Charles Volpe Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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