Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Paul DufourCUNA Brokerage Services, Inc.Citizens Securities, Inc.08-21-2018
Patrick PiccirilliWells Fargo Clearing Services, LLCCitizens Securities, Inc.$107-20-2018
Thomas Xavier WaltonWells Fargo Clearing Services, LLCCitizens Securities, Inc.$15003-29-2018
Gia SyracuseKey Investment Services LLCCitizens Securities, Inc.11-21-2017
Nathaniel A. RobertsKey Investment Services LLCCitizens Securities, Inc.11-20-2017
John Keith MauraKey Investment Services LLCCitizens Securities, Inc.10-10-2017
Lynne Mary CleghornKey Investment Services LLCCitizens Securities, Inc.06-13-2017
Steven Mark MarantzJ.W. Cole Financial, Inc.Citizens Securities, Inc.06-05-2017
Julian MurciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.05-04-2017
Ketan Bhupendra ShahRaymond James Financial Services, Inc.Citizens Securities, Inc.$1001-31-2017
Lukasz G JankoSantander Securities LLCCitizens Securities, Inc.09-16-2016
Kailash Moti BhavnaniJ.P. Morgan Securities LLCCitizens Securities, Inc.08-15-2016
Frank Frederick LoriaSantander Securities LLCCitizens Securities, Inc.$2505-31-2016
Andrew Ernest SimmonsMorgan StanleyCitizens Securities, Inc.05-02-2016
Luciano Filomeno Verdura Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-21-2016
Tiffany Marie LygaRaymond James Financial Services, Inc.Citizens Securities, Inc.$15002-24-2016
Derek David DicksonSantander Securities LLCCitizens Securities, Inc.11-13-2015
Christopher David CarranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.08-21-2015
Joseph Cobham Noyes IVCUNA Brokerage Services, Inc.Citizens Securities, Inc.$15003-25-2015
Terrence Devone Jennings Jr.Morgan StanleyCitizens Securities, Inc.03-11-2014
Glen Alan ChretienInfinex Investments, Inc.Citizens Securities, Inc.$102-28-2014
Charles Marion FettersWaddell & ReedCitizens Securities, Inc.12-27-2012
Andrea Lee WolfeWaddell & ReedCitizens Securities, Inc.12-13-2012
Eileen Marie KeeganWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-26-2012
Jamie Theresa NowakowskiWells Fargo Advisors Financial Network, LLCCitizens Securities, Inc.07-13-2012
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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