Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Todd BarnabyPruco Securities, LLC.David Lerner Associates, Inc.04-28-2016
Ralph FernandezWaddell & ReedDavid Lerner Associates, Inc.04-25-2016
Michael Edward ZaccagniniNorthwestern Mutual Investment Services, LLCDavid Lerner Associates, Inc.01-20-2016
John Patrick HughesStrategic Advisers LLCDavid Lerner Associates, Inc.09-11-2015
Miklos Stefan Gudricza Jr.Waddell & ReedDavid Lerner Associates, Inc.09-02-2015
Andre AflaloWaddell & ReedDavid Lerner Associates, Inc.$207-03-2015
Jordan Scott KernerWaddell & ReedDavid Lerner Associates, Inc.07-02-2015
Richard EspositoPark Avenue Securities LLCDavid Lerner Associates, Inc.01-13-2015
Thierry Jean-Philipe DesgrangesOppenheimer & Co. Inc.David Lerner Associates, Inc.01-12-2015
Bruce Edmund PostWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.12-04-2014
Pedro Nicolas GonzalezJ.P. Morgan Securities LLCDavid Lerner Associates, Inc.04-17-2014
Maria Rose LaviolaMorgan StanleyDavid Lerner Associates, Inc.03-07-2014
Mark Cafferty O'HazoMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.09-06-2012
Michael Edward ZaccagniniMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.09-19-2011
Mark Talbot AmesAXA Advisors, LLCDavid Lerner Associates, Inc.09-14-2011
Peter Emmett StammDeutsche Bank Securities Inc.David Lerner Associates, Inc.08-23-2011
Jason Adam HydeOppenheimer & Co. Inc.David Lerner Associates, Inc.06-30-2011
Albert P Del VecchioPeople's Securities, Inc.David Lerner Associates, Inc.02-24-2011
Arif M. BoysanMetLife Securities Inc.David Lerner Associates, Inc.05-26-2010
Mark Allen SternburgPeople's Securities, Inc.David Lerner Associates, Inc.01-05-2010
Thomas Joseph FlynnHSBC Securities (USA) Inc.David Lerner Associates, Inc.03-20-2009

Showing 1 to 21 of 21 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.