Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Michael Napolitano IIIKey Investment Services LLCEdward Jones$5001-07-2019
Jennifer Jo Ann PaceBenjamin F. Edwards & Company, Inc.Edward Jones08-03-2018
Jenny D BergeronLPL Financial LLCEdward Jones$107-09-2018
Anthony John AnzellottiAXA Advisors, LLCEdward Jones05-22-2017
Earl Avery Stallings Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-05-2017
Jeffrey Anthony SturgeonCommonwealth Financial NetworkEdward Jones09-22-2016
James Matthew DesrocherKeynote Financial Services, LLCEdward Jones11-07-2015
David Eric KopsStrategic Advisers LLCEdward Jones03-02-2015
James Quackenbush Rice IVJQR Capital Management, LLCEdward Jones01-02-2015
Brian ArmogidaWaddell and ReedEdward Jones$7808-22-2014
Brian Russell ArmogidaWaddell & ReedEdward Jones08-21-2014
Briean Veillette SodanoThe Investment Center, Inc.Edward Jones08-08-2014
Eugene W AntoshAmeriprise Financial Services, Inc.Edward Jones$107-23-2014
Daniel R FreyAXA Advisors, LLCEdward Jones01-08-2014
Michael Charles MondelloWells Fargo Clearing Services, LLCEdward Jones12-04-2013
Michael MondelloWells Fargo AdvisorsEdward Jones$7512-01-2013
Andrew Scott CorpuelMorgan StanleyEdward Jones05-01-2013
Tara L ScottLPL Financial LLCEdward Jones04-12-2013
Evan Jay ListerFenwick Investments, LLCEdward Jones04-10-2013
Djemal Eyup AranitiLPL Financial LLCEdward Jones11-09-2012
Dixon Place Downey IIIAmeriprise Financial Services, Inc.Edward Jones09-25-2012
Kevin James PaulLPL Financial LLCEdward Jones09-05-2012
Garrett Dee KirklandCitizens Securities, Inc.Edward Jones07-11-2012
Charles Ellis Rogers Jr.Lincoln InvestmentEdward Jones06-25-2012
David J GuardiaLPL Financial LLCEdward Jones03-30-2012
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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