Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael AsheWestport Capital Markets, LLCEdward Jones10-30-2009
Howard Alan SchachterLPL Financial LLCEdward Jones$25005-01-2010
Careena PatelNewalliance Investments, Inc.Edward Jones05-01-2010
Beat RyffPeople's Securities, Inc.Edward Jones$10007-30-2010
Michelle Renee MaccioLPL Financial LLCEdward Jones$10010-27-2010
Robert C HendersonLansdowne Wealth Management, LLCEdward Jones10-29-2010
Jacob W. NessRaymond James Financial Services, Inc.Edward Jones11-15-2010
Douglas A KartsenLPL Financial LLCEdward Jones$10011-30-2010
John Paul Palen IIIInfinex Investments, Inc.Edward Jones$25012-09-2010
Johnny W WrightBrokersXpress LLCEdward Jones$10002-11-2011
Jeffrey Michael PangaroLPL Financial LLCEdward Jones$10003-25-2011
Brendan Reed LewisWells Fargo Advisors Financial Network, LLCEdward Jones$50005-27-2011
Clay Everett BellInfinex Investments, Inc.Edward Jones$10011-01-2011
Kenneth Peter HarperINVEST Financial CorporationEdward Jones$10001-17-2012
Tristan S. LawrieLPL Financial LLCEdward Jones$10002-14-2012
David J. GuardiaLPL Financial LLCEdward Jones03-30-2012
Charles Ellis Rogers Jr.Lincoln InvestmentEdward Jones$10006-25-2012
Garrett Dee KirklandCitizens Securities, Inc.Edward Jones07-11-2012
William Christian FreitagMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-15-2012
Kevin James PaulLPL Financial LLCEdward Jones09-05-2012
Dixon Place Downey IIIAmeriprise Financial Services, Inc.Edward Jones$10009-25-2012
Djemal Eyup AranitiLPL Financial LLCEdward Jones11-09-2012
Evan Jay ListerFenwick Investments, LLCEdward Jones04-10-2013
Tara L ScottLPL Financial LLCEdward Jones04-12-2013
Andrew Scott CorpuelMorgan StanleyEdward Jones05-01-2013
Next Page »

Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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