Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexis ZonaJ.P. Morgan Securities LLCEquitable Advisors, LLC11-14-2019
Alon Dror SapirInfinex Investments, Inc.Equitable Advisors, LLC05-18-2016
Benjamin Lewis SwainTD Ameritrade Investment Management, LLCEquitable Advisors, LLC01-08-2015
Christopher P AldrichLPL Financial LLCEquitable Advisors, LLC12-22-2016
Clark E GilesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC03-22-2016
Dennis William BaltzThe Investment Center, Inc.Equitable Advisors, LLC$2504-28-2010
Frank Joseph Dandreano JrState Farm VP Management Corp.Equitable Advisors, LLC06-11-2020
Hendrik Jan DijsMarathon Investments, LLCEquitable Advisors, LLC02-17-2011
James MunroMorgan StanleyEquitable Advisors, LLC10-22-2018
Jenna Rachel FioreWells Fargo Clearing Services, LLCEquitable Advisors, LLC08-03-2015
Jerry R Sneed IiiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC03-29-2018
Joshua Samuel GoldbergGYL Financial Synergies, LLCEquitable Advisors, LLC09-26-2018
Kyle AmaroneCitizens Securities, Inc.Equitable Advisors, LLC12-01-2017
Louis Ernest RizzoMorgan StanleyEquitable Advisors, LLC09-27-2018
Sarah Kimberly WelchPark Avenue Securities LLCEquitable Advisors, LLC01-15-2016
Thomas Robert LaPointeAmeriprise Financial Services, LLCEquitable Advisors, LLC06-21-2013
Timothy John ResslerFidelity Brokerage Services LLCEquitable Advisors, LLC06-27-2017
Todd Mccabe ODonnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC01-21-2020

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.