Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corbin Richard CoutureSecurities America, Inc.Infinex Investments, Inc.$15004-26-2019
Mark Raymond VidaCommonwealth Financial NetworkInfinex Investments, Inc.01-03-2018
Brannon Charles OzarkKey Investment Services LLCInfinex Investments, Inc.07-10-2017
David White Rogers Jr.Citizens Securities, Inc.Infinex Investments, Inc.$5005-22-2017
Patrick E O'ConnorKey Investment Services LLCInfinex Investments, Inc.04-11-2017
Jonathan Paul FucciKey Investment Services LLCInfinex Investments, Inc.12-01-2016
Claens BonKey Investment Services LLCInfinex Investments, Inc.11-30-2016
Barbara Jean DuchamRaymond James Financial Services, Inc.Infinex Investments, Inc.12-21-2015
Paul Richard DuquetteSantander Securities LLCInfinex Investments, Inc.09-22-2015
Kelvin Lark Dear Sr.Money Concepts Capital CorpInfinex Investments, Inc.09-01-2015
Jeanne Marie NuhferEdward JonesInfinex Investments, Inc.$108-04-2014
John Paul Palen IIIEdward JonesInfinex Investments, Inc.$1908-16-2013
Vincent Nicholas MartinoMetLife Securities Inc.Infinex Investments, Inc.07-12-2013
Thomas Xavier WaltonCitizens Securities, Inc.Infinex Investments, Inc.01-02-2013
Matthew Macrae-HawkinsPeople's Securities, Inc.Infinex Investments, Inc.11-05-2012
Kathleen Mary EricksonCommonwealth Financial NetworkInfinex Investments, Inc.$15010-26-2012
Bruce Craig HodginsLPL Financial LLCInfinex Investments, Inc.10-23-2012
Clinton William NoellRoyal Alliance Associates, Inc.Infinex Investments, Inc.06-01-2011
Ana Paula FonsecaEssex Financial Services, Inc.Infinex Investments, Inc.04-06-2011
Frederick Francis Judd IIIRaymond James Financial Services, Inc.Infinex Investments, Inc.02-14-2011
Matthew Rowe SweetRaymond James Financial Services, Inc.Infinex Investments, Inc.08-20-2010
Jeremy Bennett BeitelLPL Financial LLCInfinex Investments, Inc.$2509-25-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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