Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Matthew FialaCetera Advisor Networks LLCJ.P. Morgan Securities LLC$15005-02-2019
Sandra Liliana EspinelWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-20-2019
Michael Edward ZaccagniniNYLIFE Securities LLCJ.P. Morgan Securities LLC$101-30-2019
Daniel David JonkerFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC10-15-2018
Francesjoy Abuel CaldwellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-11-2018
Christopher GrecoLPL Financial LLCJ.P. Morgan Securities LLC07-02-2018
Edwin Raul SilvaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-14-2018
Steven Adam CohenMML Investors Services, LLCJ.P. Morgan Securities LLC$103-09-2018
Michael J LentFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC$15012-19-2017
Steven CangialosiFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC12-15-2017
Tammi A LauderFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC$15012-15-2017
William Eric ChristianFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC$15012-15-2017
Oxines J ReneKey Investment Services LLCJ.P. Morgan Securities LLC$112-12-2017
Qasim KhanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-20-2017
Roberto TheodorePeople's Securities, Inc.J.P. Morgan Securities LLC12-07-2015
Andrea Lynne FrezzaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15012-04-2015
James Russell Stanley Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1012-04-2015
Richard A StineWestport Capital Markets, LLCJ.P. Morgan Securities LLC11-20-2015
Brian Arthur HopperLPL Financial LLCJ.P. Morgan Securities LLC11-16-2015
Nauman Karim RanaStrategic Advisers LLCJ.P. Morgan Securities LLC09-18-2015
Carolyn Lewis WesterbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-19-2015
George Christian AveryCitizens Securities, Inc.J.P. Morgan Securities LLC08-03-2015
Lindsey Scott FergusonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15006-05-2015
Juan Nicolas EspinosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-27-2015
Matthew Damon MinichelloWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-05-2015
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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