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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Basil HusseinCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-11-2019
Lateisha Jack DenikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-06-2019
Daniela MercadoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-17-2019
Nicholas J. ExiasTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC07-16-2019
Jason W. WolterMorgan StanleyJ.P. Morgan Securities LLC$5006-28-2019
William Frank SquarciaficoMorgan StanleyJ.P. Morgan Securities LLC$15006-27-2019
Erick Ivan GalarretaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-20-2019
Juan Nicolas EspinosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-14-2019
Jason Brian ValentinNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC06-12-2019
Keith Matthew FialaCWM, LLCJ.P. Morgan Securities LLC$15005-02-2019
Sandra Liliana EspinelWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-20-2019
Jaime DelgadoLPL Financial LLCJ.P. Morgan Securities LLC02-11-2019
Michael Edward ZaccagniniNYLIFE Securities LLCJ.P. Morgan Securities LLC01-30-2019
Daniel David JonkerFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC10-15-2018
Frances Joy A. CaldwellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-11-2018
Jason Williams WingateCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-05-2018
Adam Scott AltwergerUBS Financial Services Inc.J.P. Morgan Securities LLC07-27-2018
Christopher GrecoLPL Financial LLCJ.P. Morgan Securities LLC07-02-2018
Joseph Anthony Cullen Jr.Ameriprise Financial Services, LLCJ.P. Morgan Securities LLC$5006-15-2018
Edwin Raul SilvaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-14-2018
John Scott SommavillaCitizens Securities, Inc.J.P. Morgan Securities LLC05-29-2018
William R. RobinsOppenheimer & Co. Inc.J.P. Morgan Securities LLC04-20-2018
Steven Adam CohenMML Investors Services, LLCJ.P. Morgan Securities LLC03-09-2018
Jon Baker RosenblattTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC02-14-2018
Michael J. LentFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC$15012-19-2017
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.