Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Frederick MilanoLPL Financial LLCKey Investment Services LLC11-30-2012
Kurt Bowman SchaeferPeople's Securities, Inc.Key Investment Services LLC$50012-01-2014
Michael RiinaPeople's Securities, Inc.Key Investment Services LLC01-05-2015
Kevin Francis SullivanLPL Financial LLCKey Investment Services LLC$15009-23-2016
Daniel Joseph DragoLPL Financial LLCKey Investment Services LLC02-13-2017
Philip Frank Ucci IIIEdward JonesKey Investment Services LLC$10002-24-2017
Saba K WaqarInfinex Investments, Inc.Key Investment Services LLC03-30-2017
Tricia Lyman GordonInfinex Investments, Inc.Key Investment Services LLC04-04-2017
Matthew C SomukInfinex Investments, Inc.Key Investment Services LLC04-12-2017
Philip Grant ParkerInfinex Investments, Inc.Key Investment Services LLC05-30-2017
Joseph Emil GauFairport Asset Management CorpKey Investment Services LLC08-03-2017
Kevin Michael PezzeInfinex Investments, Inc.Key Investment Services LLC09-13-2017
Kellie Marie ZimaInfinex Investments, Inc.Key Investment Services LLC09-13-2017
Devon Ann LuftCitizens Securities, Inc.Key Investment Services LLC10-23-2017
Joseph Thomas MurphyInfinex Investments, Inc.Key Investment Services LLC$10012-04-2017
Raman GroverInfinex Investments, Inc.Key Investment Services LLC$11012-04-2017
Jodi Lynn WatsonPeople's Securities, Inc.Key Investment Services LLC07-26-2018
Patrick Edward O'ConnorCitizens Securities, Inc.Key Investment Services LLC$10008-15-2018
Brannon Charles OzarkApella CapitalKey Investment Services LLC09-06-2018
Kathryn Daily BramleyInfinex Investments, Inc.Key Investment Services LLC09-27-2018
Erika Shawn PapeRaymond James Financial Services, Inc.Key Investment Services LLC06-03-2019
Josh W OliverPruco Securities, LLC.Key Investment Services LLC06-20-2019
John Keith MauraPruco Securities, LLC.Key Investment Services LLC06-25-2019
Joseph Frederick MilanoMorgan StanleyKey Investment Services LLC$10007-16-2019
Kimberly OwenCitizens Securities, Inc.Key Investment Services LLC10-08-2019
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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