Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Henry BoothInternational Assets Advisory, LLCLPL Financial LLC06-14-2019
John Louis WonnebergerCommonwealth Financial NetworkLPL Financial LLC02-27-2019
William George DobbinsIndependent Financial Group, LLCLPL Financial LLC$1011-15-2018
Malcolm David DebaySecurities America, Inc.LPL Financial LLC08-17-2018
Thomas Joseph CurtinCUNA Brokerage Services, Inc.LPL Financial LLC07-10-2018
David Paul DufourCitizens Securities, Inc.LPL Financial LLC01-02-2018
Owen William BregmanCambridge Investment Research, Inc.LPL Financial LLC$5007-06-2017
Ronald Jack HoltzOppenheimer & Co. Inc.LPL Financial LLC04-10-2017
David John WallachSecurities America, Inc.LPL Financial LLC12-19-2016
Victor Alexander JosephWells Fargo Clearing Services, LLCLPL Financial LLC10-06-2016
Louis J CzerwinskiVoya Financial Advisors, Inc.LPL Financial LLC10-03-2016
Danny Rocky CrumptonKey Investment Services LLCLPL Financial LLC09-21-2016
Joanne Helen La RocqueKey Investment Services LLCLPL Financial LLC09-21-2016
Jonathan Philip KnightKey Investment Services LLCLPL Financial LLC09-21-2016
Joseph Thomas MurphyKey Investment Services LLCLPL Financial LLC09-21-2016
Kellie Marie ZimaKey Investment Services LLCLPL Financial LLC09-21-2016
Kristin Burgess HummelKey Investment Services LLCLPL Financial LLC09-21-2016
Kristin Jensen BuresKey Investment Services LLCLPL Financial LLC09-21-2016
Lisa Dee DistasioKey Investment Services LLCLPL Financial LLC09-21-2016
Philip Grant ParkerKey Investment Services LLCLPL Financial LLC09-21-2016
Ping WangKey Investment Services LLCLPL Financial LLC09-21-2016
Raman GroverKey Investment Services LLCLPL Financial LLC09-21-2016
Richard R TortoraKey Investment Services LLCLPL Financial LLC09-21-2016
Tricia L GordonKey Investment Services LLCLPL Financial LLC09-21-2016
Timothy R GolasSpurstone Executive Wealth SolutionsLPL Financial LLC08-19-2016
Next Page »

Showing 1 to 25 of 101 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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