Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Norman Alexander CotteleerAmeriprise Financial Services, Inc.LPL Financial LLC12-08-2015
Justin Zachary KnickerbockerAmeriprise Financial Services, Inc.LPL Financial LLC09-22-2014
Keith William SomersAmeriprise Financial Services, Inc.LPL Financial LLC$5001-10-2012
Mackenzie Alex StuartAXA Advisors, LLCLPL Financial LLC03-05-2014
James Joel BeaulieuBeaulieu Financial Services, LLCLPL Financial LLC09-26-2013
Steven Dee CrabtreeCambridge Investment Research, Inc.LPL Financial LLC$1005-04-2015
Elizabeth Hutton MilardoCambridge Investment Research, Inc.LPL Financial LLC05-04-2015
Sonia CabanCambridge Investment Research, Inc.LPL Financial LLC04-16-2013
Marcus Anders HebelerCetera Advisors LLCLPL Financial LLC01-05-2016
Michelle Ann HobartCitizens Securities, Inc.LPL Financial LLC06-21-2016
Joan Marie FislerCitizens Securities, Inc.LPL Financial LLC$2501-06-2014
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
Thomas Joseph CurtinCUNA Brokerage Services, Inc.LPL Financial LLC07-10-2018
Jere Rae JordanEssex Financial Services, Inc.LPL Financial LLC02-11-2013
John Charles LittelHD Vest Investment ServicesLPL Financial LLC10-22-2009
William George DobbinsIndependent Financial Group, LLCLPL Financial LLC$1011-15-2018
Wojciech Tomasz PolowyIndependent Financial Group, LLCLPL Financial LLC03-14-2014
Jason Miles ApruzzeseInfinex Investments, Inc.LPL Financial LLC04-11-2016
Justin RodriguesInfinex Investments, Inc.LPL Financial LLC01-14-2016
John Ryuichi UyekiInfinex Investments, Inc.LPL Financial LLC06-05-2015
Steven Wayne AikenInfinex Investments, Inc.LPL Financial LLC$5002-18-2014
John Joseph DeleoInfinex Investments, Inc.LPL Financial LLC10-22-2013
Zachary L. DanielsInvestacorp, Inc.LPL Financial LLC08-06-2015
Dwight Anthony WildmanJ.P. Morgan Securities LLCLPL Financial LLC08-11-2015
Angela Marie ZiogasKestra Investment Services, LLCLPL Financial LLC12-14-2017
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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