Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Mark FruendtNational Planning CorporationLPL Financial LLC06-24-2009
Randall J. CashmoreWRP Investments, Inc.LPL Financial LLC$2508-26-2009
Mark Christopher JonesQuestar Capital CorporationLPL Financial LLC$1009-15-2009
Steven Scott NovickNovick & Company Financial Group, LLCLPL Financial LLC$34009-15-2009
John Charles LittelAvantax Investment Services, Inc.LPL Financial LLC10-22-2009
Raymond Anthony Ferro Jr.Next Financial Group, Inc.LPL Financial LLC07-01-2010
Craig Bernard CacaseWaddell & ReedLPL Financial LLC07-26-2010
Ana Paula FonsecaInfinex Investments, Inc.LPL Financial LLC11-08-2010
Richard Harold Krollman Jr.MonecoLPL Financial LLC$112-20-2010
Michael Salvatore Bartolotta Jr.Wells Fargo Clearing Services, LLCLPL Financial LLC02-28-2011
Keith William SomersAmeriprise Financial Services, LLCLPL Financial LLC$5001-10-2012
Vaughn Frederick PetersonAmeriprise Financial Services, LLCLPL Financial LLC$1006-29-2012
James Matthew PolinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$5009-04-2012
David HozerMetLife Securities Inc.LPL Financial LLC$5011-27-2012
Adam Stuart FritzscheCitizens Securities, Inc.LPL Financial LLC$2511-30-2012
Jere Rae JordanEssex Financial Services, Inc.LPL Financial LLC02-11-2013
Eric Daniel FinucaneNorthwestern Mutual Investment Services, LLCLPL Financial LLC$5002-20-2013
Kevin Paul JudgeInfinex Investments, Inc.LPL Financial LLC03-13-2013
Christopher Andrew AguelePeople's Securities, Inc.LPL Financial LLC03-14-2013
Mariusz CichoszInfinex Investments, Inc.LPL Financial LLC04-02-2013
Sonia CabanCambridge Investment Research, Inc.LPL Financial LLC04-16-2013
James Mack Willimont Sr.Ameriprise Financial Services, LLCLPL Financial LLC$5005-21-2013
James Joel BeaulieuBeaulieu Financial Services, LLCLPL Financial LLC$5009-26-2013
John Joseph DeleoInfinex Investments, Inc.LPL Financial LLC10-22-2013
Joan Marie FislerCitizens Securities, Inc.LPL Financial LLC$2501-06-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.