Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aimee Elizabeth MarcusRaymond James Financial Services, Inc.LPL Financial LLC05-17-2018
Angela Marie ZiogasKestra Investment Services, LLCLPL Financial LLC12-14-2017
Anne Marie SaguisagLincoln InvestmentLPL Financial LLC$2508-25-2014
Bichop Joseph NawrotConnecticut Wealth Management, LLCLPL Financial LLC06-11-2019
Brian J RodriguesSantander Securities LLCLPL Financial LLC05-22-2017
Catherine Marie AndradeJanney Montgomery Scott LLCLPL Financial LLC05-07-2019
Charles Dominic Dayer WildRoyal Alliance Associates, Inc.LPL Financial LLC07-22-2019
Charles Kenneth WarehamIndependent Financial Group, LLCLPL Financial LLC03-14-2014
Charles Wareham Craig Breitsprecher Tom Polowy Vincent WinansIndependent Financial Group, LLCLPL Financial LLC$9503-17-2014
Christopher GrecoWells Fargo Clearing Services, LLCLPL Financial LLC01-31-2020
Christopher Lee CurtisInfinex Investments, Inc.LPL Financial LLC12-01-2015
Christopher Louis DursiPeople's Securities, Inc.LPL Financial LLC12-23-2013
Christopher NardoneInfinex Investments, Inc.LPL Financial LLC09-29-2015
Claudia June Jacques-SotoConnecticut Wealth Management, LLCLPL Financial LLC06-11-2019
Daniel Joseph CainCommonwealth Financial NetworkLPL Financial LLC02-27-2019
Daniel R FreyKey Investment Services LLCLPL Financial LLC09-21-2016
David John WallachSecurities America, Inc.LPL Financial LLC12-19-2016
Della Mary HicksCitizens Securities, Inc.LPL Financial LLC09-02-2016
Dwight Anthony WildmanJ.P. Morgan Securities LLCLPL Financial LLC$15008-11-2015
Eliot Michael BassinCambridge Investment Research, Inc.LPL Financial LLC07-06-2017
Elizabeth Hutton MilardoCambridge Investment Research, Inc.LPL Financial LLC05-04-2015
Elizabeth Jane MeyerKey Investment Services LLCLPL Financial LLC09-21-2016
Eric Daniel FinucaneNorthwestern Mutual Investment Services, LLCLPL Financial LLC02-20-2013
Frank Jerry FavaWestport Capital Markets, LLCLPL Financial LLC07-11-2014
Frank Joe Flores JrSound Planning and Investments, LLCLPL Financial LLC$10611-26-2018
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.