Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Martin KartLPL Financial LLCLincoln Financial Advisors Corporation11-11-2016
William L MulcahyLPL Financial LLCLincoln Financial Advisors Corporation10-14-2016
Christopher Andrew FletcherLPL Financial LLCLincoln Financial Advisors Corporation10-07-2016
David Charles GrimaldiLPL Financial LLCLincoln Financial Advisors Corporation10-07-2016
Jeffrey Edward CowlingLPL Financial LLCLincoln Financial Advisors Corporation10-07-2016
Kevin Michael PalmieriLPL Financial LLCLincoln Financial Advisors Corporation$2510-07-2016
Mark Allan FitzpatrickLPL Financial LLCLincoln Financial Advisors Corporation10-07-2016
Mark David CavasinoLPL Financial LLCLincoln Financial Advisors Corporation$110-07-2016
Robert Daniels VioletLPL Financial LLCLincoln Financial Advisors Corporation10-07-2016
Robert Michael GrenusLPL Financial LLCLincoln Financial Advisors Corporation$10010-07-2016
Douglas Elliott KerrInvestmark Advisory Group LLCLincoln Financial Advisors Corporation03-10-2014
Robert Ernest VelardiInfinex Investments, Inc.Lincoln Financial Advisors Corporation12-18-2013
Charles Thomas CostelloNational Planning CorporationLincoln Financial Advisors Corporation12-06-2013
Kenneth John McmanusNational Planning CorporationLincoln Financial Advisors Corporation10-04-2013
Robert J. MarcinekEssex Financial Services, Inc.Lincoln Financial Advisors Corporation$1,00007-31-2013
Scott Edward FluetNational Planning CorporationLincoln Financial Advisors Corporation09-04-2012
Hal David GuyLPL Financial LLCLincoln Financial Advisors Corporation$10007-20-2012
Jeffrey Michael TraceyLPL Financial LLCLincoln Financial Advisors Corporation$2507-20-2012
Edgar Ernest ShirleyVoya Financial Advisors, Inc.Lincoln Financial Advisors Corporation02-01-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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