Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert J. MarcinekEssex Financial Services, Inc.Lincoln Financial Advisors Corporation07-31-2013
Robert Ernest VelardiInfinex Investments, Inc.Lincoln Financial Advisors Corporation12-18-2013
Douglas Elliott KerrInvestmark Advisory Group LLCLincoln Financial Advisors Corporation03-10-2014
Richard Martin KartLPL Financial LLCLincoln Financial Advisors Corporation11-11-2016
William L. MulcahyLPL Financial LLCLincoln Financial Advisors Corporation10-14-2016
Robert Michael GrenusLPL Financial LLCLincoln Financial Advisors Corporation$10010-07-2016
Kevin Michael PalmieriLPL Financial LLCLincoln Financial Advisors Corporation$2510-07-2016
Mark David CavasinoLPL Financial LLCLincoln Financial Advisors Corporation$1010-07-2016
David Charles GrimaldiLPL Financial LLCLincoln Financial Advisors Corporation10-07-2016
Mark Allan FitzpatrickLPL Financial LLCLincoln Financial Advisors Corporation10-07-2016
Jeffrey Edward CowlingLPL Financial LLCLincoln Financial Advisors Corporation10-07-2016
Christopher Andrew FletcherLPL Financial LLCLincoln Financial Advisors Corporation10-07-2016
Hal David GuyLPL Financial LLCLincoln Financial Advisors Corporation$2507-20-2012
Jeffrey Michael TraceyLPL Financial LLCLincoln Financial Advisors Corporation$2507-20-2012
Keith Gerard WetjenPrivate Capital Group, LLCLincoln Financial Advisors Corporation10-31-2017
Peter C. PabichPrivate Capital Group, LLCLincoln Financial Advisors Corporation10-31-2017

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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