Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Edmund NeenanA.G.P / Alliance Global PartnersMML Investors Services, LLC03-18-2013
Michael Anthony BucciAmeriprise Financial Services, LLCMML Investors Services, LLC$2511-18-2019
Kimberly Lynn StankusAmeriprise Financial Services, LLCMML Investors Services, LLC02-06-2019
William Francis Grant IVAmeriprise Financial Services, LLCMML Investors Services, LLC11-02-2017
Joseph Enda NolanAmeriprise Financial Services, LLCMML Investors Services, LLC11-01-2017
Gregg Thomas MaleriAmeriprise Financial Services, LLCMML Investors Services, LLC11-01-2017
Michael Patrick DevivoAmeriprise Financial Services, LLCMML Investors Services, LLC10-19-2017
David Michael CaragliorAmeriprise Financial Services, LLCMML Investors Services, LLC$5010-19-2017
Michael Thomas DelgalloAmeriprise Financial Services, LLCMML Investors Services, LLC10-19-2017
Anthony Richard LanzaAvantax Investment Services, Inc.MML Investors Services, LLC04-07-2009
Daniel J GermanCadaret, Grant & Co., Inc.MML Investors Services, LLC06-12-2018
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
Sedigheh NowrouzzadehCambridge Investment Research, Inc.MML Investors Services, LLC$5007-24-2009
Andrew Seymour AdilCoburn & Meredith, Inc.MML Investors Services, LLC$5010-26-2017
Adam J TuckerFidelity Brokerage Services LLCMML Investors Services, LLC06-12-2020
John AhernFidelity Brokerage Services LLCMML Investors Services, LLC04-14-2020
Robert Pierson PalmerFidelity Brokerage Services LLCMML Investors Services, LLC03-03-2020
Nicholas Anthony ZuccoFidelity Brokerage Services LLCMML Investors Services, LLC10-04-2019
John Anthony OcchipintiFidelity Brokerage Services LLCMML Investors Services, LLC06-11-2018
John CasertaHornor, Townsend & Kent, LLCMML Investors Services, LLC12-19-2012
Michael Robert GalluzzoInfinex Investments, Inc.MML Investors Services, LLC06-10-2019
James Carlton HunterInfinex Investments, Inc.MML Investors Services, LLC01-18-2018
Jose Rubeiro Da CruzInternational Assets Investment Management, LLCMML Investors Services, LLC02-22-2018
Rob John MasanottiJ.P. Morgan Securities LLCMML Investors Services, LLC07-23-2018
Stephen J AnagnostouJ.P. Morgan Securities LLCMML Investors Services, LLC01-18-2018
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.