Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam J TuckerFidelity Brokerage Services LLCMML Investors Services, LLC06-12-2020
Andrew Seymour AdilCoburn & Meredith, Inc.MML Investors Services, LLC$5010-26-2017
Anthony Joseph TruinoLPL Financial LLCMML Investors Services, LLC$50012-13-2019
Anthony LeoneParadigm Financial Partners, LLCMML Investors Services, LLC02-28-2020
Anthony Richard LanzaAvantax Investment Services, Inc.MML Investors Services, LLC04-07-2009
Arthur P Scolari JrLincoln Financial Advisors CorporationMML Investors Services, LLC09-21-2017
Brett M AmendolaPark Avenue Securities LLCMML Investors Services, LLC$2508-07-2012
Charles Edward Bedell JrPark Avenue Securities LLCMML Investors Services, LLC06-08-2015
Cy Thomas HessSecurities America, Inc.MML Investors Services, LLC$10010-22-2018
Daniel J BuzzancaPeople's Securities, Inc.MML Investors Services, LLC$15005-25-2016
Daniel J GermanCadaret, Grant & Co., Inc.MML Investors Services, LLC06-12-2018
David James DesantiLPL Financial LLCMML Investors Services, LLC05-02-2018
David James JorgensenMorgan StanleyMML Investors Services, LLC$1,00005-14-2012
David Michael CaragliorAmeriprise Financial Services, LLCMML Investors Services, LLC$5010-19-2017
Eduardo Hernandez VelaNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC09-10-2014
Eric D MechlerParadigm Financial Partners, LLCMML Investors Services, LLC02-28-2020
Gregg Thomas MaleriAmeriprise Financial Services, LLCMML Investors Services, LLC11-01-2017
James Carlton HunterInfinex Investments, Inc.MML Investors Services, LLC01-18-2018
Janet A WelkovichJ.P. Morgan Securities LLCMML Investors Services, LLC$15011-13-2014
John AhernFidelity Brokerage Services LLCMML Investors Services, LLC04-14-2020
John Anthony OcchipintiFidelity Brokerage Services LLCMML Investors Services, LLC06-11-2018
John CasertaHornor, Townsend & Kent, LLCMML Investors Services, LLC12-19-2012
John Dougherty JrLPL Financial LLCMML Investors Services, LLC12-13-2019
John Edmund NeenanA.G.P / Alliance Global PartnersMML Investors Services, LLC03-18-2013
John Girvan Watson IVNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC08-10-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.