Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Edward PattersonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2019
Steven TellarAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2016
Joel Eziekel BlumAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2014
Paul Joseph ScileppiAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2014
William Joseph Baxter IVBaxter Investment ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Joseph P CurranBreachway Investments, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Gregory Carleton MackoBuell Securities Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-06-2018
Jacob Earle BetteridgeCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Douglas Michael TurnerCoburn & Meredith, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2015
Eniko MikleDiastole Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2013
Kevin D HarrisEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-12-2017
Stacia Magdalene MorrisEquitable Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2020
Luke Michael Shawn ZulaufFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2020
Jordan SimonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2019
Joanne Margaret CarusoFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Charles William Falzone IIIFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2202-15-2017
Slade Brett YancyFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2016
Robert Roger PikFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1401-21-2016
Edward R KnightFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
John Beirne Jr John-Oliver Beirne Jim Betzig Eric PasseriFocus FinancialMerrill Lynch, Pierce, Fenner & Smith Incorporated$2,00002-08-2012
Anthony Fred MorgilloGSB Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2020
Kenneth Robert Russell JrGSB Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2020
William Thrush Meghan RumpHighTower Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25010-18-2016
Charles Andriole Geoffrey G Gregory Matthew J MontanaHighTower Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$70011-15-2013
Eric C HansonHighTower Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-15-2013
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Showing 1 to 25 of 159 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.