Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Lawrence WagnerAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Fay SheppardWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$50001-02-2009
Carlos Manuel HenriquesSecurities Service Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-07-2009
Julian Luis DiazMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Michael John FlisH&R Block Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
Ronald Michael GellmannWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-16-2009
Daniel MontanaroPeople's Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2009
Eric Andrew PetersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-22-2009
Scott A MyrickMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-26-2009
Christopher Cole YoungNewalliance Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2009
Victor Irving AdlerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-13-2009
Victor Christopher GarraAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
William Frank MatzingerLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-13-2009
Dawn A RobinsonMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-18-2009
Fritz Andrew Dahlgren Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-27-2009
William HallWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-27-2009
Nancy Barton FellingerCoburn & Meredith, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-07-2009
Dean Homer GauglerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-24-2009
Stephen Paul DesrochersUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-24-2009
Phil Giuseppe Fiore Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-24-2009
Jeffrey Hopkins FarrarUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-24-2009
Louis GloriaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-24-2009
Wendy Gail CoppolaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-01-2009
Derek Frank CiampiniAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-01-2009
Anthony Raymond D'AscoliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-11-2009
Next Page »

Showing 1 to 25 of 243 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.