Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Joseph SylvestreWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-05-2014
Alexander Floyd OchseRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Alexandra J MieleHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-15-2013
Alison Vera MasopustStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2019
Andrew F AubreyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$22002-14-2018
Andrew Fredrick AubreyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2018
Anne AslanNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2009
Anthony D Corona IiiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2011
Anthony Fred MorgilloGSB Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2020
Antonio Sebastian DispensaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2016
Barry Joseph SalukJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-06-2016
Benjamin Warren EmoryLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2019
Benjamin Zachary BarningSound Income Strategies, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
Bevin Kimberly NealonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-24-2017
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Caroline WallWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-05-2014
Charles Andriole Geoffrey G Gregory Matthew J MontanaHighTower Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$70011-15-2013
Charles William Falzone IIIFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2202-15-2017
Chris MacPherson Evan Gilchrest James PolinerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$11808-31-2017
Christopher Brent MetcalfStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-01-2019
Christopher Lawrence PhillipsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-29-2018
Christopher Peter McFaddenHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-18-2013
Christopher Ryan MacphersonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2017
Conor Gene MooreVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-03-2016
Corey James SeaquistMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2018
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Showing 1 to 25 of 159 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.