Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa A CiotoliRESNICK ADVISORSMetLife Securities Inc.03-17-2017
Nafi Musa HusseinAmeriprise Financial Services, Inc.MetLife Securities Inc.$2503-06-2017
Katherine A FibigerLPL Financial LLCMetLife Securities Inc.$2502-15-2017
Christopher Nicholas WojtusikKey Investment Services LLCMetLife Securities Inc.02-06-2017
Kevin Martin FinnNYLIFE Securities LLCMetLife Securities Inc.12-21-2016
Samuel Campbell WatsonCitizens Securities, Inc.MetLife Securities Inc.11-29-2016
Paul Andrew HeymanLPL Financial LLCMetLife Securities Inc.11-03-2016
Andrew DunlapOppenheimer & Co. Inc.MetLife Securities Inc.10-20-2016
Robert J SandSecurities Service Network, LLCMetLife Securities Inc.10-04-2016
Joseph Gilbert MaurielloRaymond James Financial Services, Inc.MetLife Securities Inc.$2505-25-2016
Steven H DegraffPark Avenue Securities LLCMetLife Securities Inc.$5004-29-2016
Kevin Barry ReganKestra Investment Services, LLCMetLife Securities Inc.03-31-2016
Steven Adam CohenJ.P. Morgan Securities LLCMetLife Securities Inc.03-03-2016
Christopher Francis BaderAXA Advisors, LLCMetLife Securities Inc.01-15-2016
Janice Regina BoothINVEST Financial CorporationMetLife Securities Inc.01-11-2016
Lyle Hans-Christian PennellLPL Financial LLCMetLife Securities Inc.$2512-04-2015
Matthew William FortneyNorthstar Wealth Partners LLCMetLife Securities Inc.11-30-2015
Leonel CalderonLPL Financial LLCMetLife Securities Inc.$5011-12-2015
Robert Joseph LayerFarmers Financial Solutions, LLCMetLife Securities Inc.10-15-2015
Jeffrey Vincent DesmaraisNYLIFE Securities LLCMetLife Securities Inc.09-28-2015
Nicholas Jason ExiasAXA Advisors, LLCMetLife Securities Inc.09-04-2015
Anthony Joseph InzeroPruco Securities, LLC.MetLife Securities Inc.07-15-2015
Nathanael LeveilleMorgan StanleyMetLife Securities Inc.02-27-2015
Anna Marie WoodNational Planning CorporationMetLife Securities Inc.09-24-2014
Todd Alan WarnerLPL Financial LLCMetLife Securities Inc.08-12-2014
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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