Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nafi Musa HusseinAmeriprise Financial Services, Inc.MetLife Securities Inc.$25003-06-2017
Jason Ryan DuguayAmeriprise Financial Services, Inc.MetLife Securities Inc.$10004-06-2010
Christopher Francis BaderAXA Advisors, LLCMetLife Securities Inc.01-15-2016
Nicholas Jason ExiasAXA Advisors, LLCMetLife Securities Inc.09-04-2015
Stephen SenetckyAXA Advisors, LLCMetLife Securities Inc.$10009-24-2009
Douglas Allan EisertCambridge Investment Research, Inc.MetLife Securities Inc.04-14-2014
Jonathan J. WebsterChase Investment Services Corp.MetLife Securities Inc.07-29-2011
Brenda Patricia CatugnoChase Investment Services Corp.MetLife Securities Inc.$25009-14-2010
Samuel Campbell WatsonCitizens Securities, Inc.MetLife Securities Inc.$15011-29-2016
Ketan Bhupendra ShahCitizens Securities, Inc.MetLife Securities Inc.$10007-17-2013
Robert Emmett Tubridy Jr.Commonwealth Financial NetworkMetLife Securities Inc.$10003-04-2016
Michael OrzolekEdward JonesMetLife Securities Inc.$25005-11-2012
Jonathan Marc BaronEdward JonesMetLife Securities Inc.$25005-07-2010
Robert Joseph LayerFarmers Financial Solutions, LLCMetLife Securities Inc.$10010-15-2015
Robert Caesar BonviniHSBC Securities (USA) Inc.MetLife Securities Inc.02-09-2009
Janice Regina BoothINVEST Financial CorporationMetLife Securities Inc.$25001-11-2016
Steven Adam CohenJ.P. Morgan Securities LLCMetLife Securities Inc.$10003-03-2016
Kevin Barry ReganKestra Investment Services, LLCMetLife Securities Inc.03-31-2016
Christopher Nicholas WojtusikKey Investment Services LLCMetLife Securities Inc.02-06-2017
Katherine A FibigerLPL Financial LLCMetLife Securities Inc.$50002-15-2017
Paul Andrew HeymanLPL Financial LLCMetLife Securities Inc.11-03-2016
Lyle Hans-Christian PennellLPL Financial LLCMetLife Securities Inc.$50012-04-2015
Leonel CalderonLPL Financial LLCMetLife Securities Inc.$50011-12-2015
Todd Alan WarnerLPL Financial LLCMetLife Securities Inc.$10008-12-2014
Lewis Craig GreenLPL Financial LLCMetLife Securities Inc.$10003-28-2014
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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