Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bette Lynn PaezParkland Securities, LLCMetLife Securities Inc.12-20-2010
Brian Michael WardNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.06-07-2011
Carlos GarciaKovack Securities Inc.MetLife Securities Inc.$2510-17-2012
Cesar A CortesWestern International Securities, Inc.MetLife Securities Inc.02-05-2013
Daniel R SmithWells Fargo Clearing Services, LLCMetLife Securities Inc.08-12-2011
David G GayPark Avenue Securities LLCMetLife Securities Inc.$2508-06-2013
Eric R PowersLPL Financial LLCMetLife Securities Inc.03-29-2012
Jennifer Elisabeth PollaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.09-07-2010
John Martin Collins IiiInfinity Financial ServicesMetLife Securities Inc.04-01-2016
Jonathan Marc BaronEdward JonesMetLife Securities Inc.05-07-2010
Joseph G MaurielloRaymond James Financial Services, Inc.MetLife Securities Inc.05-25-2016
Katherine A FibigerLPL Financial LLCMetLife Securities Inc.$2502-15-2017
Kevin Barry ReganKestra Investment Services, LLCMetLife Securities Inc.03-31-2016
Lyle Hans-Christian PennellLPL Financial LLCMetLife Securities Inc.$2512-04-2015
Mark William MikuckiParkland Securities, LLCMetLife Securities Inc.09-01-2010
Morris Eugene MetePark Avenue Securities LLCMetLife Securities Inc.06-28-2013
Nafi Musa HusseinAmeriprise Financial Services, LLCMetLife Securities Inc.$2503-06-2017
Paul Andrew HeymanLPL Financial LLCMetLife Securities Inc.11-03-2016
Robert Emmett Tubridy JrCommonwealth Financial NetworkMetLife Securities Inc.$2503-04-2016
Rudolf John WeissTriad Advisors LLCMetLife Securities Inc.$10003-11-2015
Stephen SenetckyEquitable Advisors, LLCMetLife Securities Inc.09-24-2009
Steven H DegraffPark Avenue Securities LLCMetLife Securities Inc.$5004-29-2016
Stuart J HawkinsParkland Securities, LLCMetLife Securities Inc.07-07-2016

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.