Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary WongAXA AdvisorsMorgan Stanley01-10-2020
Wendy Gail CoppolaRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
David Martin MoranRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
Derek Frank CiampiniRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
Kevin Francis BrownRaymond James Financial Services, Inc.Morgan Stanley$10011-14-2019
Thomas Edwin CarbinRaymond James Financial Services, Inc.Morgan Stanley$5011-14-2019
Morgan Joan DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2019
Judith Johanna FrostMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-25-2019
Yaakov A. RinglerLitvak Wealth, LLCMorgan Stanley09-13-2019
Kevin Roberto NunezAdvisory Group Equity Services Ltd.Morgan Stanley09-11-2019
Michelle Marie DoffekSagePoint Financial, Inc.Morgan Stanley09-11-2019
Patricia Weber PerryAmeriprise Financial Services, LLCMorgan Stanley08-23-2019
Kiok KimWells Fargo Clearing Services, LLCMorgan Stanley$13208-16-2019
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley07-19-2019
Rance Joseph HillierCommonwealth Financial NetworkMorgan Stanley07-19-2019
Nathaniel Warren FooteWells Fargo Clearing Services, LLCMorgan Stanley$15007-02-2019
John Peter MillerWells Fargo Clearing Services, LLCMorgan Stanley$10005-30-2019
Walter A VarianCharles Schwab & Co., Inc.Morgan Stanley04-16-2019
Thomas John ColomboNorthCoast Asset Management LLCMorgan Stanley03-20-2019
James Richard AlperinWells Fargo Clearing Services, LLCMorgan Stanley03-15-2019
Brian P ScanlonWells Fargo Clearing Services, LLCMorgan Stanley$15002-20-2019
Brian Joseph BelloWells Fargo Clearing Services, LLCMorgan Stanley$4402-20-2019
Sarah V ManWells Fargo Clearing Services, LLCMorgan Stanley02-20-2019
David Peter ReissInternational Assets Advisory, LLCMorgan Stanley01-31-2019
Sarah PetroneUBS Financial Services Inc.Morgan Stanley10-12-2018
Next Page »

Showing 1 to 25 of 231 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.