Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Joseph BelloWells Fargo Clearing Services, LLCMorgan Stanley$4402-20-2019
Brian P ScanlonWells Fargo Clearing Services, LLCMorgan Stanley$15002-20-2019
Sarah V ManWells Fargo Clearing Services, LLCMorgan Stanley$102-20-2019
David Peter ReissInternational Assets Advisory, LLCMorgan Stanley01-31-2019
Christopher Edward RuppRaymond James Financial Services, Inc.Morgan Stanley$10006-15-2018
Sean Matthew ScrabaRaymond James Financial Services, Inc.Morgan Stanley06-15-2018
William Francis Schaeneman Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5006-01-2018
Quentin Douglas ElliottCommonwealth Financial NetworkMorgan Stanley$5005-18-2018
Francis MckiernanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-29-2018
Christopher Francis HalotekRaymond James & Associates, Inc.Morgan Stanley$1,00002-23-2018
Scott Gregory StevensRaymond James & Associates, Inc.Morgan Stanley02-23-2018
Steven HartmanRaymond James & Associates, Inc.Morgan Stanley$10002-23-2018
Jonathan Richard LakeWells Fargo Clearing Services, LLCMorgan Stanley$1008-04-2017
June Diane StrunkJanney Montgomery Scott LLCMorgan Stanley$5005-16-2017
Sviatlana V. MaslavaWells Fargo Clearing Services, LLCMorgan Stanley04-04-2017
Tiffany Marie KnoopCommonwealth Financial NetworkMorgan Stanley$5012-02-2016
Kimball John BechtoldAmeriprise Financial Services, Inc.Morgan Stanley$10011-11-2016
Christopher Johnston SawchWells Fargo Advisors Financial Network, LLCMorgan Stanley$10010-28-2016
Edward Allen BoothWells Fargo Advisors Financial Network, LLCMorgan Stanley$15010-28-2016
Richard Gilbert Kelley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$6110-27-2016
Ian Ben Ben BassMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-06-2016
Keron A EdwardsWaddell & ReedMorgan Stanley09-15-2016
Jeri Kay CaskaAmeriprise Financial Services, Inc.Morgan Stanley08-22-2016
Brian Phillip ConatserCambridge Investment Research, Inc.Morgan Stanley06-16-2016
Terrence Devone Jennings Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$105-18-2016
Next Page »

Showing 1 to 25 of 179 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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