Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Hamilton EllsworthInfinex Investments, Inc.New England Securities$15009-30-2014
Havital MiltzAXA Advisors, LLCNew England Securities01-29-2014
Steven Paul ChoquetteVoya Financial Advisors, Inc.New England Securities11-15-2013
Daniel GeigerMML Investors Services, LLCNew England Securities10-14-2013
Scott Alan GeigerMML Investors Services, LLCNew England Securities10-11-2013
Desiree Ann NunesMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities08-05-2013
Lori Ann ThanerPark Avenue Securities LLCNew England Securities05-21-2013
Christopher D. WoodhouseLPL Financial LLCNew England Securities10-24-2012
Kenneth Joseph EilersBrooklight Place Securities, Inc.New England Securities08-06-2012
Robert Vincent MaloneyMML Investors Services, LLCNew England Securities09-12-2011
Mary Jean RobbinsInfinex Investments, Inc.New England Securities06-27-2011
Kyle V. RossFidelity Brokerage Services LLCNew England Securities$111-01-2010
Keith Jonathan WaldmanNorthwestern Mutual Investment Services, LLCNew England Securities05-27-2009

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.