Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Eduardo ViveroLPL Financial LLCNorthwestern Mutual Investment Services, LLC04-03-2020
Matthew James GillerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-02-2020
Andrea MatiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC03-02-2020
Avachai TayjasanantPruco Securities, LLC.Northwestern Mutual Investment Services, LLC02-27-2020
Lisa Dion LettieriNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC02-19-2020
Andrew Scott ElishVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC02-18-2020
Daphne Marie StroudPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$2502-04-2020
Lindsay M HillasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-14-2019
Bianca Emerentia HeldermanJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-01-2019
Ihssane Mohamed KhatibHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC03-01-2019
Marcus Daniel DevitoPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC12-05-2018
Cameron Earl CroutchEquity Services, Inc.Northwestern Mutual Investment Services, LLC09-19-2018
Elisheva Sharon DefeoYHB Investment Advisors IncNorthwestern Mutual Investment Services, LLC01-30-2018
Neil Edward GronowetterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-16-2018
Colin Richard ThomasNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC10-13-2017
James Henry PonderNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC06-29-2017
Christopher J BarnesFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC11-21-2016
Ryan D HansonNationwide Securities, LLCNorthwestern Mutual Investment Services, LLC08-02-2016
Daniel Ernest PaigeRSM US Wealth Management LLCNorthwestern Mutual Investment Services, LLC07-01-2016
Elizabeth A. WorthingtonC C F Investments, Inc.Northwestern Mutual Investment Services, LLC06-16-2016
Tammy Kelly YowellCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC05-23-2016
Lisa Dion LettieriAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC04-20-2016
Gia SyracuseCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC01-25-2016
Steven Dennis RandallMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-14-2015
Christopher Michael YoungMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-09-2015
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.