Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea MatiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC03-02-2020
Andrew Scott ElishVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC02-18-2020
Avachai TayjasanantPruco Securities, LLC.Northwestern Mutual Investment Services, LLC02-27-2020
Christopher A CalipaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-27-2012
Christopher John BarnesFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC11-21-2016
Christopher Michael DerhamMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-06-2015
Christopher Michael YoungMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-09-2015
Craig Robert KoehlerCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC03-01-2010
Daphne Cristi StroudPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-04-2020
Elisheva Sharon DefeoYHB Investment Advisors IncNorthwestern Mutual Investment Services, LLC01-30-2018
Gil ElmalehMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-22-2012
James Henry PonderNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC06-29-2017
John Anthony SayourNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC06-10-2011
John Greer JrLPL Financial LLCNorthwestern Mutual Investment Services, LLC06-11-2019
John Ottens KoonsPrivate Client Services, LLCNorthwestern Mutual Investment Services, LLC12-16-2019
Jonathan Bogin LevineMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-10-2013
Jose Eduardo ViveroLPL Financial LLCNorthwestern Mutual Investment Services, LLC04-03-2020
Joshua Michael MillerJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC$15002-13-2015
Kyle P KummerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-06-2012
Lindsay M HillasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-14-2019
Marcus Daniel DevitoPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC12-05-2018
Matthew James GillerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-02-2020
Maureen Webster DeckerHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC07-09-2020
Owen Ivanhoe Lopes Bernard IIPeople's Securities, Inc.Northwestern Mutual Investment Services, LLC05-11-2015
Patrick E RossJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-25-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.