Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary James HelblingAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-14-2019
Patrick George ColliganAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$15002-01-2019
Dennis Michael TracyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$15010-13-2017
William Carl OstrandAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$10002-10-2017
Michael Edward MartinWestport Capital Markets, LLCOppenheimer & Co. Inc.12-19-2016
Daniel Hyman MorrisWestport Capital Markets, LLCOppenheimer & Co. Inc.$5012-16-2016
Christopher Shepherd LongHerbert J. Sims & Co, Inc.Oppenheimer & Co. Inc.11-16-2016
Adrienne Michelle OsorioMorgan StanleyOppenheimer & Co. Inc.07-13-2016
Thomas Anthony LocastroAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5005-27-2016
Jared Colin Correa PetrizziMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.09-04-2015
Christopher Matthew Keeler Sr.Laidlaw & Company (UK) Ltd.Oppenheimer & Co. Inc.05-21-2015
Ian Marshall FitchWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$1002-06-2015
Jason Adam HydeLPL Financial LLCOppenheimer & Co. Inc.$5001-30-2015
Stuart Max GollompAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5005-30-2014
Stuart Simmons LovejoyMorgan StanleyOppenheimer & Co. Inc.$5004-22-2014
Jared Stephen DulskiCitigroup Global Markets Inc.Oppenheimer & Co. Inc.$2504-03-2014
Robert Michael DavisStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$108-16-2013
Joseph Francis O'Loughlin Jr.Wells Fargo Clearing Services, LLCOppenheimer & Co. Inc.02-22-2013
William Matthew LawlorRBC Capital Markets, LLCOppenheimer & Co. Inc.04-30-2012
William Taylor Hanavan Jr.Source Capital Group, Inc.Oppenheimer & Co. Inc.11-04-2011
Jorge Scott QuintoCredit Suisse Securities (USA) LLCOppenheimer & Co. Inc.09-16-2011
Matthew WinthropRBC Capital Markets, LLCOppenheimer & Co. Inc.07-14-2011
Michael Patrick DowdMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.06-24-2011
Joseph Christopher GallantVoya Financial Advisors, Inc.Oppenheimer & Co. Inc.$5004-15-2011

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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