A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: models/simple_app_model.php

Line Number: 1563

A PHP Error was encountered

Severity: Warning

Message: Invalid argument supplied for foreach()

Filename: models/simple_app_model.php

Line Number: 1476

Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard EspositoAllstate Financial Services, LLCPark Avenue Securities LLC01-29-2020
Christopher Croy SpragueAllstate Financial Services, LLCPark Avenue Securities LLC03-29-2019
Todd Andrew HammerAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC06-01-2017
Andrew Jacob GardnerCetera Advisor Networks LLCPark Avenue Securities LLC10-08-2014
Michael Lawrence DepalmaHornor, Townsend & Kent, LLCPark Avenue Securities LLC$1009-26-2013
Corey L. SneedLegend Equities CorporationPark Avenue Securities LLC09-25-2014
Brian Edward NoeLincoln Financial Advisors CorporationPark Avenue Securities LLC04-27-2015
Bryan Robert SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC04-24-2017
Lori Ann ThanerMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC09-26-2016
Christopher Evan TormeyMML Investors Services, LLCPark Avenue Securities LLC$20008-16-2018
Jeffrey HelfandMML Investors Services, LLCPark Avenue Securities LLC02-06-2017
Timothy Daniel StevensonMML Investors Services, LLCPark Avenue Securities LLC02-01-2017
Michael Robert GalluzzoMML Investors Services, LLCPark Avenue Securities LLC10-20-2016
Jonathan P WorobowMML Investors Services, LLCPark Avenue Securities LLC10-29-2015
Daryl Leslie WorobowMML Investors Services, LLCPark Avenue Securities LLC09-08-2015
Robert Alan Lockery Jr.MML Investors Services, LLCPark Avenue Securities LLC08-13-2015
Nolan Charles ClearyMML Investors Services, LLCPark Avenue Securities LLC07-27-2015
William Howard Leete Jr.Monte Financial Group, LLCPark Avenue Securities LLC03-04-2016
Henry Isaac MondscheinNationwide Securities, LLCPark Avenue Securities LLC09-07-2017
Shane James ClarkeNext Financial Group, Inc.Park Avenue Securities LLC$2507-11-2016
Gregg Barrett CormierNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC05-29-2014
John A ChrysadakisNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC01-13-2010
Patrick M. HowellNYLIFE Securities LLCPark Avenue Securities LLC$103-09-2020
Francis James Ifkovic IIIPruco Securities, LLC.Park Avenue Securities LLC04-28-2014
Justin E BudnickSagePoint Financial, Inc.Park Avenue Securities LLC05-31-2019
Next Page »

Showing 1 to 25 of 27 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.