Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Jacob GardnerCetera Advisor Networks LLCPark Avenue Securities LLC$2510-08-2014
Brian Edward NoeLincoln Financial Advisors CorporationPark Avenue Securities LLC$2504-27-2015
Bryan Robert SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC04-24-2017
Christopher Croy SpragueAllstate Financial Services, LLCPark Avenue Securities LLC03-29-2019
Christopher E TormeyMML Investors Services, LLCPark Avenue Securities LLC$20008-16-2018
Ellis Andrew HiltzVoya Financial Advisors, Inc.Park Avenue Securities LLC12-01-2016
Jonathan P WorobowMML Investors Services, LLCPark Avenue Securities LLC10-29-2015
Joseph Francis LombardiHornor, Townsend & Kent, LLCPark Avenue Securities LLC$2511-04-2019
Justin E BudnickSagePoint Financial, Inc.Park Avenue Securities LLC05-31-2019
Leslie S MolkenthinRaymond James Financial Services, Inc.Park Avenue Securities LLC05-18-2016
Michael Lawrence DepalmaHornor, Townsend & Kent, LLCPark Avenue Securities LLC$5009-26-2013
Nolan Charles ClearyMML Investors Services, LLCPark Avenue Securities LLC07-27-2015
Patrick M HowellNYLIFE Securities LLCPark Avenue Securities LLC03-09-2020
Richard EspositoAllstate Financial Services, LLCPark Avenue Securities LLC01-29-2020
Richard Paul Boccaccio JrThe O.N. Equity Sales CompanyPark Avenue Securities LLC01-24-2012
Shane James ClarkeNext Financial Group, Inc.Park Avenue Securities LLC07-11-2016
Steven P RandbyHornor, Townsend & Kent, LLCPark Avenue Securities LLC$5008-18-2016
William Howard Leete JrMonte Financial Group, LLCPark Avenue Securities LLC03-04-2016

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.