Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Ralph MeadeLPL Financial LLCPeople's Securities, Inc.03-19-2018
Stephen Christopher SimmonsEquity Services, Inc.People's Securities, Inc.$2501-12-2018
Marcus William GollenbergCitizens Securities, Inc.People's Securities, Inc.01-02-2018
Michael GanciMerrill Lynch, Pierce, Fenner & Smith IncorporatedPeople's Securities, Inc.12-19-2017
Jason Coyle MedoffStrategic Advisers LLCPeople's Securities, Inc.03-16-2017
George Andrew CharkalesLPL Financial LLCPeople's Securities, Inc.09-12-2016
John Thomas KaneWells Fargo Clearing Services, LLCPeople's Securities, Inc.07-19-2016
Matthew Craig FrankelNYLIFE Securities LLCPeople's Securities, Inc.05-19-2016
Brian Robert MaitlandCitizens Securities, Inc.People's Securities, Inc.03-23-2016
Jack Duncan RamaleyWells Fargo Clearing Services, LLCPeople's Securities, Inc.02-08-2016
Mark Allen SternburgLPL Financial LLCPeople's Securities, Inc.11-02-2015
Timothy Robert St AndrewSantander Securities LLCPeople's Securities, Inc.10-20-2015
William Frederick DebilleCitigroup Global Markets Inc.People's Securities, Inc.06-03-2015
Brian Keith MckoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPeople's Securities, Inc.04-20-2015
Frank Frederick LoriaCitizens Securities, Inc.People's Securities, Inc.01-13-2014
Albert P Del VecchioNYLIFE Securities LLCPeople's Securities, Inc.06-28-2013
Samantha Leigh WentlandStrategic Advisers LLCPeople's Securities, Inc.05-15-2013
Ashish VermaWells Fargo Clearing Services, LLCPeople's Securities, Inc.11-15-2012
David Aaron YaffeeInfinex Investments, Inc.People's Securities, Inc.09-28-2012
Michele Jeanne WatermanWells Fargo Clearing Services, LLCPeople's Securities, Inc.$1,00008-10-2012
George Patrick Mitchell Jr.Newalliance Investments, Inc.People's Securities, Inc.11-01-2010
Stevin Lindsay MosesLPL Financial LLCPeople's Securities, Inc.07-31-2009

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.