Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Ralph MeadeLPL Financial LLCPeople's Securities, Inc.03-19-2018
Stephen Christopher SimmonsEquity Services, Inc.People's Securities, Inc.$2501-12-2018
Marcus William GollenbergCitizens Securities, Inc.People's Securities, Inc.01-02-2018
Michael GanciMerrill Lynch, Pierce, Fenner & Smith IncorporatedPeople's Securities, Inc.12-19-2017
Jason Coyle MedoffStrategic Advisers LLCPeople's Securities, Inc.03-16-2017
George Andrew CharkalesLPL Financial LLCPeople's Securities, Inc.09-12-2016
John Thomas KaneWells Fargo Clearing Services, LLCPeople's Securities, Inc.07-19-2016
Matthew Craig FrankelNYLIFE Securities LLCPeople's Securities, Inc.05-19-2016
Brian Robert MaitlandCitizens Securities, Inc.People's Securities, Inc.03-23-2016
Jack Duncan RamaleyWells Fargo Clearing Services, LLCPeople's Securities, Inc.02-08-2016
Mark Allen SternburgLPL Financial LLCPeople's Securities, Inc.11-02-2015
Timothy Robert St AndrewSantander Securities LLCPeople's Securities, Inc.10-20-2015
William Frederick DebilleCitigroup Global Markets Inc.People's Securities, Inc.06-03-2015
Brian Keith MckoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPeople's Securities, Inc.04-20-2015
Frank Frederick LoriaCitizens Securities, Inc.People's Securities, Inc.01-13-2014
Albert P Del VecchioNYLIFE Securities LLCPeople's Securities, Inc.06-28-2013
Samantha Leigh WentlandStrategic Advisers LLCPeople's Securities, Inc.05-15-2013
Ashish VermaWells Fargo Clearing Services, LLCPeople's Securities, Inc.11-15-2012
David Aaron YaffeeInfinex Investments, Inc.People's Securities, Inc.09-28-2012
Michele Jeanne WatermanWells Fargo Clearing Services, LLCPeople's Securities, Inc.$1,00008-10-2012
George Patrick Mitchell Jr.Newalliance Investments, Inc.People's Securities, Inc.11-01-2010
Stevin Lindsay MosesLPL Financial LLCPeople's Securities, Inc.07-31-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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